Nomura Capital (India) Private Limited 
        
        
       Corporate Social Responsibility (CSR) Policy 
        
        
        
        
        
        
        
        
                              Address: Ceejay House, Level 11, Plot F Shivsagar 
                            Estate, Dr. Annie Besant Road Worli, Mumbai 400 018, 
                                     India Website: www.nomura.com 
        
        
        
        
        Copyright © 2021 Nomura 
        This document is the sole property of Nomura. No part of this document may be reproduced in any form or by any means – 
        electronic, mechanical,  photocopying, recording or otherwise – without the prior written permission of Nomura. 
           
           
           
                 Versions 
                  
                   Version                Release date            Description 
                   1.0                    September 2018          Included definition of 
                                                                  “Local Area”  
                                                                   
                   2.0                    August 2019             Included CSR working 
                                                                  group, role of 
                                                                  implementation partner, 
                                                                  items from schedule VII, 
                                                                  removal of appendix A 
                                                                  for current year projects 
                                                                   
                   3.0                    March 2021              Modifications carried out 
                                                                  as    per   the   new 
                                                                  Companies  (CSR  Policy) 
                                                                  Amendment Rules , 2021 
                                                                   
                                                                   
                  
           
                                                                 Description
                  Version                Release date                        
           
           
           
           
           
           
           
           
           
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        CONTENTS 
         
         Sr. No.            Particulars          Page no. 
           1   Preamble                               3 
           2   Introduction                           3 
           3   CSR Vision                             3 
           4   Objectives of the CSR Policy           3 
           5   Applicability, Validity & Review       4 
            5.1   Local Area                          4 
           6   CSR Budget                             4 
           7   Treatment of Surplus                   5 
           8   Focus Areas                            5 
           9   Governance Framework                   7 
           10  Formulating the Annual Action Plan    10 
           11  Planning & Implementation             10 
           12  Monitoring & Reporting                11 
           13  Impact Assessment                     11 
         
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                 1.       Preamble 
                  The Nomura Capital (India) Private Limited (hereby referred to as ‘The Company’) 
                  Corporate Social Responsibility Policy (hereby referred to as ‘The CSR Policy’) has 
                  been developed in accordance with Section 135 of the Companies Act 2013 and the 
                  Companies (Corporate Social  Responsibility)  Rules,  2014  (hereby  collectively 
                  referred  to  as  the  ‘Act’  in  this  CSR  Policy  document) notified by the Ministry of 
                  Corporate Affairs, Government of India. 
           
                  2.      Introduction 
                  Nomura  Group  (“The  Group”)  is  a  leading  financial  services  group  and  an 
                  Asian  based investment bank group headquartered in Japan with an international 
                  network spread across  30 countries. 
                  The Group’s unique understanding of Asia enables it to provide its clients with 
                  services across five business divisions: Retail, Global Markets, Investment Banking, 
                  Merchant Banking, and Asset Management. 
                  As  a socially  responsible  Group  for  several years,  the  Group contributes  to 
                  society  by  providing services based on the needs of customers and society and 
                  through dialogue with its stakeholders, thereby contributing to the solution of many 
                  social issues around the world. 
                  The Company, an affiliate Company within the Group, with its registered office 
                  at  Ceejay  House, Dr.  Annie  Besant  Road  Worli,  Mumbai,  through  Group-wide 
                  collaboration, is taking the initiative in creating new value and services that it shares 
                  with its stakeholders by drawing on its core skill of “finance” and its “network.” 
           
                  3.      CSR Vision 
                  The Company is committed to improving the lives of the communities in which it 
                  operates in a sustainable way. It aspires to be a responsible Corporate Citizen, by 
                  contributing to nation  building through CSR Projects / Programs, in true letter and 
                  spirit. 
                  The CSR Vision of the Company is to build relationships of trust with local 
                  communities, society and stakeholders as good corporate citizens and to 
                  contribute to developing a sustainable society for future generations. 
           
                  4.      Objectives of CSR Policy 
                  The CSR Policy, formulated in alignment with the Vision of the Company, lays down 
                  guidelines and  mechanisms  to  be  adopted  by  the  Company  in  order  to  carry 
                  out  CSR  Projects / Programs. 
                  All CSR Projects / Programs will be conceived and implemented through a focused 
                  approach  towards target beneficiaries for generating maximum impact. 
                  CSR Projects / Programs of the Company may be carried out in partnership with 
                  credible implementing agencies. 
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