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The Securities & Investments Board (SIB 7) 1 SIB - Amendments Proposed to the February 1987 Drafts of Rules, Regulations and Orders to be Made by the Securities and Investments Board -April 1987 2 SIB - Further Amendments Proposed to the February 1987 Drafts of Rules, Regulations and Orders to be Made by the Securities and Investments Board Additional to Those Published in April 1987 - Aug 1987 3 SIB - Amendments to Draft Rule Book Release Number 14 Dated February 1987 - (Commentary) Release No.14 - Feb 1987 4 SIB - Amendments to Draft Rule Book Release Number 13 Dated February 1987 - (Commentary) Release No.13 - Feb 1987 5 SIB - Amendments to Draft Rule Book Release Number 12 Dated January 1987 - (Commentary) Release No.12 - Jan 1987 6 SIB - Amendments to Draft Rule Book Release Number 9A Dated January 1987 - (Commentary) Release No.9A - Jan 1987 7 SIB - Securities and Investments Board Form of Application Guidance Notes on Application for Direct Authorisation - General Note Draft - Dec 1986 8 SIB - Amendments to Draft Rule Book Release Number 11 Dated December 1986 - (Commentary) Release No.11 - Dec 1986 9 SIB - Amendments to Draft Rule Book Release Number 10 Dated December 1986 - (Commentary) Release No.10 - Dec 1986 10 SIB - Amendments to Draft Rule Book Release Number 9 Dated Decembner 1986 - (Commentary) Release No.9 - Dec 1986 11 SIB - Amendments to Draft Rule Book Release Number 7 Dated November 1986 - (Commentary) Release No.7 - Nov 1986 12 SIB - Amendments to Draft Rule Book Release Number 6 Dated October 1986 - (Commentary) Release No.6 - Oct 1986 13 SIB - Guidance Notes on Application for Direct Authorisation - General Note Draft - June 1986 14 SIB - Securities and Investments Board: Marketing of Investments Board Organising Committee - General Note Draft - May 1986 15 SIB - Securities and Investments Board: Marketing of Investments Board Organising Committee - General Note Draft - March 1986 16 SIB - Draft Conduct of Business Rules: Explanatory Notes - Draft Conduct of Business Rules - Feb 1986 17 Guidance - Guidance Release 1/87 - 22 July 1987 18 SIB - Recognised Professional Bodies Monitoring and Client ConfidientiaIity Guidance - Guidance Release 3/87 - 15 Sept 1987 19 SIB - Recognised Professional Bodies Compliance and Monitoring Guidance - Guidance Release 2/87 - 1988 20 SIB - Financial Services Act 1986 Schedule I Paragraph I7(1)(b) Guidance - Guidance Release 1/88 - Mar 1988 21 SIB - Financial Services Act 1986 Schedule I Paragraph 8 Guidance - Guidance Release 3/88 - Mar 1988 22 SIB - The Financial Services Act 1986 Pensions Advice and Management - Guidance Release 2/88 - Mar 1988 23 SIB - Own Account Dealing in Futures and Options Authorisation of Members of Exchanges - Guidance Release 5/88 - Apr 1998 24 SIB - Oil Market Code of Conduct - Guidance Release 4/88 - Mar 1988 25 SIB - The Financial Services Act 1986 Schedule 1: Amended Text - Guidance Release 6/88 - May 1998 26 SIB - Financial Services Act 1986 Section 75: Amended Text - Guidance Release 0/88 - May 1988 27 SIB - Unsolicited Calls - Guidance Release 8/88 - Jun 1988 28 SIB - Cancellation - Guidance Release 9/88 - Jun 1988 29 SIB - Annual Report 1996/1997 - Annual Report 30 SIB - Advice Under Section 206 of the Financial Services Act 1986 Equity-related Derivatives: Use of Inside Information - Guidance Release 4/96 - Dec 1996 31 SIB - Independence of Depositaries of Open-Ended Investment Companies - Guidance Release 1/97 - Jan 1997 32 SIB - Share Classes in Open-Ended Investment Companies - Guidance Release - 2/97 - Jan 1997 33 SIB - Eligible Markets for Authorised Collective Investment Schemes - Guidance Release 3/97 - Jan 1997 34 SIB - Financial Services Act 1986 Schedule 1 Amended Text - Guidance Release 4/97 - Apr 1997 35 SIB - Custody of Investments Under the Financial Services Act 1986 - Guidance Release 5/97- Jun 1997 36 SIB - Standards of Regulation for Recognised Investment Exchanges - Guidance Release 2/96 - Mar 1996 37 SIB - Standards for the Custody of Customers’ Investments - Guidance Release 3/96 - Aug 1996 38 SIB - Foreign Exchange and the Financial Services Act 1986 - Guidance Release 1/96 - Feb 1996 39 SIB - Standards of Regulation for Recognised Professional Bodies - Guidance Release 4/95 - Sept 1995 40 SIB - Standards of Regulation for Self-Regulating Organisations - Guidance Release 3/95 - Sept 1995 41 SIB - Incoming Life Offices Authorised under the Third Life Directive - Guidance Release 2/95 - Jul 1995 42 SIB - Incoming Credit Institutions Authorised under the Second Bankin Co-ordination Directive - Guidance Release - 1/95 - Jul 1995 43 SIB - Pension Transfers and Opt-Outs Review of Past Business: Identifying Opt Outs and Non-Joiners: Model Guidance - Guidance Release 7/94 - Dec 1994 44 SIB - Cancellation Regime for Life Policies - Guidance Release 6/94 - Dec 1994 45 SIB - Eligible Markets for Authorised Unit Trusts - Guidance Release 5/94 - Sept 1994 46 SIB - The Financial Services Act 1986 Implications for Employers who Establish Group Personal Pension Schemes - Guidance Release 4/94 - Jul 1994 47 SIB - Past Pension Transfers and Opt Outs: Model Guidance on Priority Cases and Complaints - Guidance Release 3/94 - May 1994 48 SIB - Future Pension Transfers and Opt Outs: Model Guidance - Guidance Release 2/94 - May 1994 49 SIB - Commission Disclosure - Guidance Release 1/94 - Apr 1994 50 SIB - Proper Markets in Relation to On-Exchange Derivatives - Guidance Release 2/93 - Apr 1993 51 SIB - Proper Trades in Relation to On-Exchange Derivatives - Guidance Release 1/93 - Apr 1993 52 SIB - Incentive Schemes in Relation to On-Exchange Derivatives - Guidance Release 3/93 - Dec 1992 53 SIB - Introductions by House Builders to Tied Lending Sources - Guidance Release 2/92 - Jul 1992 54 SIB - Powers of Attorney and the Financial Services Act 1986 - Guidance Release 1/92 - Feb 1992 55 SIB - Stocklending by Unit Trusts - Guidance Release 4/91 - Jun 1991 56 SIB - The Financial Services Act 1986 Section 75: Amended Text - Guidance Release 3/90 - Apr 1990 57 SIB - Financial Supervision Rules 1990: Standard Format for Subordinated Loan and Other Agreements - Guidance Release 4/90 - Jun 1990 58 SIB - Financial Supervision Rules 1990: Standard Format for Financial Statements - Guidance Release 5/90 - Jun 1990 59 SIB - Financial Supervision Rules 1990: Standard Format for Financial Statements - Guidance Release 5/90a - Jun 1990 (Amended 16 April 1992) 60 SIB - Authorisation Requirements - Trading Through Automated Trading Systems in Futures and Options - Guidance Release 6/90 - Sep 1990 61 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 7/90 - Oct 1990 62 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91 - Feb 1991 63 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91a - Jun 1991 64 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91b - Sept 1991 65 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91c - May 1992 66 SIB - Endorsement of IOSCO's Principles for the Oversight of Screen-Based Trading Systems for Derivative Products - Guidance Release 2/91 - Apr 1991 67 SIB - Telephone Selling by Telephone Marketing Agencies - Guidance Release 3/91 - Jun 1991 68 SIB - Customer Agreements for Non Discretionary Private Customers - Guidance Release 1/89 - Feb 1989 69 SIB - Lloyd's Names - Guidance Release 2/89 - Mar 1989 70 SIB - Marketing in the United Kingdom: Guidance for Operators of Reorganised Collective Investment Schemes - Guidance Release 3/89 - Jul 1989 71 SIB - The Financial Services Act and the Press - Guidance Release 4/89 - Dec 1989 72 SIB - Independence of Trustees/Managers of Unit Trusts: Section 78(2) of the Financial Services Act 1986 - Guidance Release 1/90 Feb 1990 73 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 2/90 - May 1990 74 SIB - Annual Report 1995/1996 - Annaul Report 75 SIB - Annual Report 1994/1995 76 SIB - Report for 1993/94 - Annual Report 77 SIB - Directly Regulated Businesses - Annual Report 78 SIB - Report of the Securities and Investments Board for 1990/91 - Annual Report 79 SIB - Report of the Securities and Investments Board for 1991/92 - Annual Report 80 SIB - Report of the Securities and Investments Board for 1989/90 - Annual Report 81 SIB - Report of the Securities and Investments Board for 1988/89 - Annual Report 82 SIB - Report of The Securities and Investments Board for 1987/88 - Annual Report 83 SIB - Chairman's Statement and Accounts 1987 - Annaul Report 84 SIB - Annual Report - Mar 1986 85 SIB - Chairman's Statement to Accompany Annual Report and Accounts - Annual Report - Statement - 9 Jul 1986 SIB - Amendments Proposed to the February 1987 Drafts of Rules, Regulations and Orders to be Made by the Securities and Investments Board -April 1987 SIB - Further Amendments Proposed to the February 1987 Drafts of Rules, Regulations and Orders to be Made by the Securities and Investments Board Additional to Those Published in April 1987 - Aug 1987 SIB - Amendments to Draft Rule Book Release Number 14 Dated February 1987 - (Commentary) Release No.14 - Feb 1987 SIB - Amendments to Draft Rule Book Release Number 13 Dated February 1987 - (Commentary) Release No.13 - Feb 1987 SIB - Amendments to Draft Rule Book Release Number 12 Dated January 1987 - (Commentary) Release No.12 - Jan 1987 SIB - Amendments to Draft Rule Book Release Number 9A Dated January 1987 - (Commentary) Release No.9A - Jan 1987 SIB - Securities and Investments Board Form of Application Guidance Notes on Application for Direct Authorisation - General Note Draft - Dec 1986 SIB - Amendments to Draft Rule Book Release Number 11 Dated December 1986 - (Commentary) Release No.11 - Dec 1986 SIB - Amendments to Draft Rule Book Release Number 10 Dated December 1986 - (Commentary) Release No.10 - Dec 1986 SIB - Amendments to Draft Rule Book Release Number 9 Dated Decembner 1986 - (Commentary) Release No.9 - Dec 1986 SIB - Amendments to Draft Rule Book Release Number 7 Dated November 1986 - (Commentary) Release No.7 - Nov 1986 SIB - Amendments to Draft Rule Book Release Number 6 Dated October 1986 - (Commentary) Release No.6 - Oct 1986 SIB - Securities and Investments Board: Marketing of Investments Board Organising Committee - General Note Draft - May 1986 SIB - Securities and Investments Board: Marketing of Investments Board Organising Committee - General Note Draft - March 1986 SIB - Draft Conduct of Business Rules: Explanatory Notes - Draft Conduct of Business Rules - Feb 1986 SIB - Recognised Professional Bodies Monitoring and Client ConfidientiaIity Guidance - Guidance Release 3/87 - 15 Sept 1987 SIB - Recognised Professional Bodies Compliance and Monitoring Guidance - Guidance Release 2/87 - 1988 SIB - Financial Services Act 1986 Schedule I Paragraph I7(1)(b) Guidance - Guidance Release 1/88 - Mar 1988 SIB - Financial Services Act 1986 Schedule I Paragraph 8 Guidance - Guidance Release 3/88 - Mar 1988 SIB - The Financial Services Act 1986 Pensions Advice and Management - Guidance Release 2/88 - Mar 1988 SIB - Own Account Dealing in Futures and Options Authorisation of Members of Exchanges - Guidance Release 5/88 - Apr 1998 SIB - The Financial Services Act 1986 Schedule 1: Amended Text - Guidance Release 6/88 - May 1998 SIB - Financial Services Act 1986 Section 75: Amended Text - Guidance Release 0/88 - May 1988 SIB - Advice Under Section 206 of the Financial Services Act 1986 Equity-related Derivatives: Use of Inside Information - Guidance Release 4/96 - Dec 1996 SIB - Independence of Depositaries of Open-Ended Investment Companies - Guidance Release 1/97 - Jan 1997 SIB - Share Classes in Open-Ended Investment Companies - Guidance Release - 2/97 - Jan 1997 SIB - Eligible Markets for Authorised Collective Investment Schemes - Guidance Release 3/97 - Jan 1997 SIB - Financial Services Act 1986 Schedule 1 Amended Text - Guidance Release 4/97 - Apr 1997 SIB - Custody of Investments Under the Financial Services Act 1986 - Guidance Release 5/97- Jun 1997 SIB - Standards of Regulation for Recognised Investment Exchanges - Guidance Release 2/96 - Mar 1996 SIB - Standards for the Custody of Customers’ Investments - Guidance Release 3/96 - Aug 1996 SIB - Foreign Exchange and the Financial Services Act 1986 - Guidance Release 1/96 - Feb 1996 SIB - Standards of Regulation for Recognised Professional Bodies - Guidance Release 4/95 - Sept 1995 SIB - Standards of Regulation for Self-Regulating Organisations - Guidance Release 3/95 - Sept 1995 SIB - Incoming Life Offices Authorised under the Third Life Directive - Guidance Release 2/95 - Jul 1995 SIB - Incoming Credit Institutions Authorised under the Second Bankin Co-ordination Directive - Guidance Release - 1/95 - Jul 1995 SIB - Pension Transfers and Opt-Outs Review of Past Business: Identifying Opt Outs and Non-Joiners: Model Guidance - Guidance Release 7/94 - Dec 1994 SIB - The Financial Services Act 1986 Implications for Employers who Establish Group Personal Pension Schemes - Guidance Release 4/94 - Jul 1994 SIB - Past Pension Transfers and Opt Outs: Model Guidance on Priority Cases and Complaints - Guidance Release 3/94 - May 1994 SIB - Future Pension Transfers and Opt Outs: Model Guidance - Guidance Release 2/94 - May 1994 SIB - Proper Markets in Relation to On-Exchange Derivatives - Guidance Release 2/93 - Apr 1993 SIB - Proper Trades in Relation to On-Exchange Derivatives - Guidance Release 1/93 - Apr 1993 SIB - Incentive Schemes in Relation to On-Exchange Derivatives - Guidance Release 3/93 - Dec 1992 SIB - Introductions by House Builders to Tied Lending Sources - Guidance Release 2/92 - Jul 1992 SIB - Powers of Attorney and the Financial Services Act 1986 - Guidance Release 1/92 - Feb 1992 SIB - The Financial Services Act 1986 Section 75: Amended Text - Guidance Release 3/90 - Apr 1990 SIB - Financial Supervision Rules 1990: Standard Format for Subordinated Loan and Other Agreements - Guidance Release 4/90 - Jun 1990 SIB - Financial Supervision Rules 1990: Standard Format for Financial Statements - Guidance Release 5/90 - Jun 1990 SIB - Financial Supervision Rules 1990: Standard Format for Financial Statements - Guidance Release 5/90a - Jun 1990 (Amended 16 April 1992) SIB - Authorisation Requirements - Trading Through Automated Trading Systems in Futures and Options - Guidance Release 6/90 - Sep 1990 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 7/90 - Oct 1990 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91 - Feb 1991 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91a - Jun 1991 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91b - Sept 1991 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91c - May 1992 SIB - Endorsement of IOSCO's Principles for the Oversight of Screen-Based Trading Systems for Derivative Products - Guidance Release 2/91 - Apr 1991 SIB - Customer Agreements for Non Discretionary Private Customers - Guidance Release 1/89 - Feb 1989 SIB - Marketing in the United Kingdom: Guidance for Operators of Reorganised Collective Investment Schemes - Guidance Release 3/89 - Jul 1989 SIB - Independence of Trustees/Managers of Unit Trusts: Section 78(2) of the Financial Services Act 1986 - Guidance Release 1/90 Feb 1990 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 2/90 - May 1990 SIB - Chairman's Statement to Accompany Annual Report and Accounts - Annual Report - Statement - 9 Jul 1986
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