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picture1_Download Form Excel 7253 | Sib Cdxls - Standar Format


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File: Download Form Excel 7253 | Sib Cdxls - Standar Format
the securities investments board sib 7 1 sib amendments proposed to the february 1987 drafts of rules regulations and orders to be made by the securities and investments board april ...

icon picture XLS Filetype Excel XLS | Posted on 26 Jun 2022 | 3 years ago
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            The Securities & Investments Board (SIB 7)
          1 SIB - Amendments Proposed to the February 1987 Drafts of Rules, Regulations and Orders to be Made by the Securities and Investments Board -April 1987
          2 SIB - Further Amendments Proposed to the February 1987 Drafts of Rules, Regulations and Orders to be Made by the Securities and Investments Board Additional to Those Published in April 1987 - Aug 1987
          3 SIB - Amendments to Draft Rule Book Release Number 14 Dated February 1987 -  (Commentary) Release No.14 - Feb 1987
          4 SIB - Amendments to Draft Rule Book Release Number 13 Dated February 1987 -  (Commentary) Release No.13 - Feb 1987
          5 SIB - Amendments to Draft Rule Book Release Number 12 Dated January 1987 -  (Commentary) Release No.12 - Jan 1987
          6 SIB - Amendments to Draft Rule Book Release Number 9A Dated January 1987 -  (Commentary) Release No.9A - Jan 1987
          7 SIB - Securities and Investments Board Form of Application Guidance Notes on Application for Direct Authorisation - General Note Draft - Dec 1986
          8 SIB - Amendments to Draft Rule Book Release Number 11 Dated December 1986 -  (Commentary) Release No.11 - Dec 1986
          9 SIB - Amendments to Draft Rule Book Release Number 10 Dated December 1986 -  (Commentary) Release No.10 - Dec 1986
          10 SIB - Amendments to Draft Rule Book Release Number 9 Dated Decembner 1986 -  (Commentary) Release No.9 - Dec 1986
          11 SIB - Amendments to Draft Rule Book Release Number 7 Dated November 1986 -  (Commentary) Release No.7 - Nov 1986
          12 SIB - Amendments to Draft Rule Book Release Number 6 Dated October 1986 -  (Commentary) Release No.6 - Oct 1986
          13 SIB - Guidance Notes on Application for Direct Authorisation - General Note Draft - June 1986
          14 SIB - Securities and Investments Board: Marketing of Investments Board Organising Committee - General Note Draft - May 1986
          15 SIB - Securities and Investments Board: Marketing of Investments Board Organising Committee - General Note Draft - March 1986
          16 SIB - Draft Conduct of Business Rules: Explanatory Notes - Draft Conduct of Business Rules - Feb 1986
          17 Guidance - Guidance Release 1/87 - 22 July 1987
          18 SIB - Recognised Professional Bodies Monitoring and Client ConfidientiaIity Guidance - Guidance Release 3/87 - 15 Sept 1987
          19 SIB - Recognised Professional Bodies Compliance and Monitoring Guidance - Guidance Release 2/87 - 1988
          20 SIB - Financial Services Act 1986 Schedule I Paragraph I7(1)(b) Guidance - Guidance Release 1/88 - Mar 1988
          21 SIB - Financial Services Act 1986 Schedule I Paragraph 8 Guidance - Guidance Release 3/88 - Mar 1988
          22 SIB - The Financial Services Act 1986 Pensions Advice and Management - Guidance Release 2/88 - Mar 1988
          23 SIB - Own Account Dealing in Futures and Options Authorisation of Members of Exchanges - Guidance Release 5/88 - Apr 1998
          24 SIB - Oil Market Code of Conduct - Guidance Release 4/88 - Mar 1988
          25 SIB - The Financial Services Act 1986 Schedule 1: Amended Text - Guidance Release 6/88 - May 1998
          26 SIB - Financial Services Act 1986 Section 75: Amended Text - Guidance Release 0/88 - May 1988
          27 SIB - Unsolicited Calls - Guidance Release 8/88 - Jun 1988
          28 SIB - Cancellation - Guidance Release 9/88 - Jun 1988
          29 SIB - Annual Report 1996/1997 - Annual Report
          30 SIB - Advice Under Section 206 of the Financial Services Act 1986 Equity-related Derivatives: Use of Inside Information - Guidance Release 4/96 - Dec 1996
          31 SIB - Independence of Depositaries of Open-Ended Investment Companies - Guidance Release 1/97 - Jan 1997
          32 SIB - Share Classes in Open-Ended Investment Companies - Guidance Release - 2/97 - Jan 1997
          33 SIB - Eligible Markets for Authorised Collective Investment Schemes - Guidance Release 3/97 - Jan 1997
          34 SIB - Financial Services Act 1986 Schedule 1 Amended Text - Guidance Release 4/97 - Apr 1997
          35 SIB - Custody of Investments Under the Financial Services Act 1986 - Guidance Release 5/97- Jun 1997
          36 SIB - Standards of Regulation for Recognised Investment Exchanges - Guidance Release 2/96 - Mar 1996
          37 SIB - Standards for the Custody of Customers’ Investments - Guidance Release 3/96 - Aug 1996
          38 SIB - Foreign Exchange and the Financial Services Act 1986 - Guidance Release 1/96 - Feb 1996
          39 SIB - Standards of Regulation for Recognised Professional Bodies - Guidance Release 4/95 - Sept 1995
          40 SIB - Standards of Regulation for Self-Regulating Organisations - Guidance Release 3/95 - Sept 1995
          41 SIB - Incoming Life Offices Authorised under the Third Life Directive - Guidance Release 2/95 - Jul 1995
          42 SIB - Incoming Credit Institutions Authorised under the Second Bankin Co-ordination Directive - Guidance Release - 1/95 - Jul 1995
          43 SIB - Pension Transfers and Opt-Outs Review of Past Business: Identifying Opt Outs and Non-Joiners: Model Guidance - Guidance Release 7/94 - Dec 1994
          44 SIB - Cancellation Regime for Life Policies - Guidance Release 6/94 - Dec 1994
          45 SIB - Eligible Markets for Authorised Unit Trusts - Guidance Release 5/94 - Sept 1994
          46 SIB - The Financial Services Act 1986 Implications for Employers who Establish Group Personal Pension Schemes - Guidance Release 4/94 - Jul 1994
          47 SIB - Past Pension Transfers and Opt Outs: Model Guidance on Priority Cases and Complaints - Guidance Release 3/94 - May 1994
          48 SIB - Future Pension Transfers and Opt Outs: Model Guidance - Guidance Release 2/94 - May 1994
          49 SIB - Commission Disclosure - Guidance Release 1/94 - Apr 1994
          50 SIB - Proper Markets in Relation to On-Exchange Derivatives - Guidance Release 2/93 - Apr 1993
          51 SIB - Proper Trades in Relation to On-Exchange Derivatives - Guidance Release 1/93 - Apr 1993
          52 SIB - Incentive Schemes in Relation to On-Exchange Derivatives - Guidance Release 3/93 - Dec 1992
          53 SIB - Introductions by House Builders to Tied Lending Sources - Guidance Release 2/92 - Jul 1992
          54 SIB - Powers of Attorney and the Financial Services Act 1986 - Guidance Release 1/92 - Feb 1992
          55 SIB - Stocklending by Unit Trusts - Guidance Release 4/91 - Jun 1991
          56 SIB - The Financial Services Act 1986 Section 75: Amended Text - Guidance Release 3/90 - Apr 1990
          57 SIB - Financial Supervision Rules 1990: Standard Format for Subordinated Loan and Other Agreements - Guidance Release 4/90 - Jun 1990
          58 SIB - Financial Supervision Rules 1990: Standard Format for Financial Statements - Guidance Release 5/90 - Jun 1990
          59 SIB - Financial Supervision Rules 1990: Standard Format for Financial Statements - Guidance Release 5/90a - Jun 1990 (Amended 16 April 1992)
          60 SIB - Authorisation Requirements - Trading Through Automated Trading Systems in Futures and Options - Guidance Release 6/90 - Sep 1990
          61 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 7/90 - Oct 1990
          62 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91 - Feb 1991
          63 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91a - Jun 1991
          64 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91b - Sept 1991
          65 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91c - May 1992
          66 SIB - Endorsement of IOSCO's Principles for the Oversight of Screen-Based Trading Systems for Derivative Products - Guidance Release 2/91 - Apr 1991
          67 SIB - Telephone Selling by Telephone Marketing Agencies - Guidance Release 3/91 - Jun 1991
          68 SIB - Customer Agreements for Non Discretionary Private Customers - Guidance Release 1/89 - Feb 1989
          69 SIB - Lloyd's Names - Guidance Release 2/89 - Mar 1989
          70 SIB - Marketing in the United Kingdom: Guidance for Operators of Reorganised Collective Investment Schemes - Guidance Release 3/89 - Jul 1989
          71 SIB - The Financial Services Act and the Press - Guidance Release 4/89 - Dec 1989
          72 SIB - Independence of Trustees/Managers of Unit Trusts: Section 78(2) of the Financial Services Act 1986 - Guidance Release 1/90 Feb 1990
          73 SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 2/90 - May 1990
          74 SIB - Annual Report 1995/1996 - Annaul Report
          75 SIB - Annual Report 1994/1995
          76 SIB - Report for 1993/94 - Annual Report
          77 SIB - Directly Regulated Businesses - Annual Report
          78 SIB - Report of the Securities and Investments Board for 1990/91 - Annual Report
          79 SIB - Report of the Securities and Investments Board for 1991/92 - Annual Report
          80 SIB - Report of the Securities and Investments Board for 1989/90 - Annual Report
          81 SIB - Report of the Securities and Investments Board for 1988/89 - Annual Report
          82 SIB - Report of The Securities and Investments Board for 1987/88 - Annual Report
          83 SIB - Chairman's Statement and Accounts 1987 - Annaul Report
          84 SIB - Annual Report - Mar 1986
          85 SIB - Chairman's Statement to Accompany Annual Report and Accounts - Annual Report - Statement - 9 Jul 1986
SIB - Amendments Proposed to the February 1987 Drafts of Rules, Regulations and Orders to be Made by the Securities and Investments Board -April 1987
SIB - Further Amendments Proposed to the February 1987 Drafts of Rules, Regulations and Orders to be Made by the Securities and Investments Board Additional to Those Published in April 1987 - Aug 1987
SIB - Amendments to Draft Rule Book Release Number 14 Dated February 1987 -  (Commentary) Release No.14 - Feb 1987
SIB - Amendments to Draft Rule Book Release Number 13 Dated February 1987 -  (Commentary) Release No.13 - Feb 1987
SIB - Amendments to Draft Rule Book Release Number 12 Dated January 1987 -  (Commentary) Release No.12 - Jan 1987
SIB - Amendments to Draft Rule Book Release Number 9A Dated January 1987 -  (Commentary) Release No.9A - Jan 1987
SIB - Securities and Investments Board Form of Application Guidance Notes on Application for Direct Authorisation - General Note Draft - Dec 1986
SIB - Amendments to Draft Rule Book Release Number 11 Dated December 1986 -  (Commentary) Release No.11 - Dec 1986
SIB - Amendments to Draft Rule Book Release Number 10 Dated December 1986 -  (Commentary) Release No.10 - Dec 1986
SIB - Amendments to Draft Rule Book Release Number 9 Dated Decembner 1986 -  (Commentary) Release No.9 - Dec 1986
SIB - Amendments to Draft Rule Book Release Number 7 Dated November 1986 -  (Commentary) Release No.7 - Nov 1986
SIB - Amendments to Draft Rule Book Release Number 6 Dated October 1986 -  (Commentary) Release No.6 - Oct 1986
SIB - Securities and Investments Board: Marketing of Investments Board Organising Committee - General Note Draft - May 1986
SIB - Securities and Investments Board: Marketing of Investments Board Organising Committee - General Note Draft - March 1986
SIB - Draft Conduct of Business Rules: Explanatory Notes - Draft Conduct of Business Rules - Feb 1986
SIB - Recognised Professional Bodies Monitoring and Client ConfidientiaIity Guidance - Guidance Release 3/87 - 15 Sept 1987
SIB - Recognised Professional Bodies Compliance and Monitoring Guidance - Guidance Release 2/87 - 1988
SIB - Financial Services Act 1986 Schedule I Paragraph I7(1)(b) Guidance - Guidance Release 1/88 - Mar 1988
SIB - Financial Services Act 1986 Schedule I Paragraph 8 Guidance - Guidance Release 3/88 - Mar 1988
SIB - The Financial Services Act 1986 Pensions Advice and Management - Guidance Release 2/88 - Mar 1988
SIB - Own Account Dealing in Futures and Options Authorisation of Members of Exchanges - Guidance Release 5/88 - Apr 1998
SIB - The Financial Services Act 1986 Schedule 1: Amended Text - Guidance Release 6/88 - May 1998
SIB - Financial Services Act 1986 Section 75: Amended Text - Guidance Release 0/88 - May 1988
SIB - Advice Under Section 206 of the Financial Services Act 1986 Equity-related Derivatives: Use of Inside Information - Guidance Release 4/96 - Dec 1996
SIB - Independence of Depositaries of Open-Ended Investment Companies - Guidance Release 1/97 - Jan 1997
SIB - Share Classes in Open-Ended Investment Companies - Guidance Release - 2/97 - Jan 1997
SIB - Eligible Markets for Authorised Collective Investment Schemes - Guidance Release 3/97 - Jan 1997
SIB - Financial Services Act 1986 Schedule 1 Amended Text - Guidance Release 4/97 - Apr 1997
SIB - Custody of Investments Under the Financial Services Act 1986 - Guidance Release 5/97- Jun 1997
SIB - Standards of Regulation for Recognised Investment Exchanges - Guidance Release 2/96 - Mar 1996
SIB - Standards for the Custody of Customers’ Investments - Guidance Release 3/96 - Aug 1996
SIB - Foreign Exchange and the Financial Services Act 1986 - Guidance Release 1/96 - Feb 1996
SIB - Standards of Regulation for Recognised Professional Bodies - Guidance Release 4/95 - Sept 1995
SIB - Standards of Regulation for Self-Regulating Organisations - Guidance Release 3/95 - Sept 1995
SIB - Incoming Life Offices Authorised under the Third Life Directive - Guidance Release 2/95 - Jul 1995
SIB - Incoming Credit Institutions Authorised under the Second Bankin Co-ordination Directive - Guidance Release - 1/95 - Jul 1995
SIB - Pension Transfers and Opt-Outs Review of Past Business: Identifying Opt Outs and Non-Joiners: Model Guidance - Guidance Release 7/94 - Dec 1994
SIB - The Financial Services Act 1986 Implications for Employers who Establish Group Personal Pension Schemes - Guidance Release 4/94 - Jul 1994
SIB - Past Pension Transfers and Opt Outs: Model Guidance on Priority Cases and Complaints - Guidance Release 3/94 - May 1994
SIB - Future Pension Transfers and Opt Outs: Model Guidance - Guidance Release 2/94 - May 1994
SIB - Proper Markets in Relation to On-Exchange Derivatives - Guidance Release 2/93 - Apr 1993
SIB - Proper Trades in Relation to On-Exchange Derivatives - Guidance Release 1/93 - Apr 1993
SIB - Incentive Schemes in Relation to On-Exchange Derivatives - Guidance Release 3/93 - Dec 1992
SIB - Introductions by House Builders to Tied Lending Sources - Guidance Release 2/92 - Jul 1992
SIB - Powers of Attorney and the Financial Services Act 1986 - Guidance Release 1/92 - Feb 1992
SIB - The Financial Services Act 1986 Section 75: Amended Text - Guidance Release 3/90 - Apr 1990
SIB - Financial Supervision Rules 1990: Standard Format for Subordinated Loan and Other Agreements - Guidance Release 4/90 - Jun 1990
SIB - Financial Supervision Rules 1990: Standard Format for Financial Statements - Guidance Release 5/90 - Jun 1990
SIB - Financial Supervision Rules 1990: Standard Format for Financial Statements - Guidance Release 5/90a - Jun 1990 (Amended 16 April 1992)
SIB - Authorisation Requirements - Trading Through Automated Trading Systems in Futures and Options - Guidance Release 6/90 - Sep 1990
SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 7/90 - Oct 1990
SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91 - Feb 1991
SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91a - Jun 1991
SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91b - Sept 1991
SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 1/91c - May 1992
SIB - Endorsement of IOSCO's Principles for the Oversight of Screen-Based Trading Systems for Derivative Products - Guidance Release 2/91 - Apr 1991
SIB - Customer Agreements for Non Discretionary Private Customers - Guidance Release 1/89 - Feb 1989
SIB - Marketing in the United Kingdom: Guidance for Operators of Reorganised Collective Investment Schemes - Guidance Release 3/89 - Jul 1989
SIB - Independence of Trustees/Managers of Unit Trusts: Section 78(2) of the Financial Services Act 1986 - Guidance Release 1/90 Feb 1990
SIB - Financial Services Act 1986: Schedule 1: Amended Text - Guidance Release 2/90 - May 1990
SIB - Chairman's Statement to Accompany Annual Report and Accounts - Annual Report - Statement - 9 Jul 1986
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...The securities investments board sib amendments proposed to february drafts of rules regulations and orders be made by april further additional those published in aug draft rule book release number dated commentary no feb january jan a noa form application guidance notes on for direct authorisation general note dec december decembner november nov october oct june marketing organising committee may march conduct business explanatory july recognised professional bodies monitoring client confidientiaiity sept compliance financial services act schedule i paragraph b mar pensions advice management own account dealing futures options members exchanges apr oil market code amended text section unsolicited calls jun cancellation annual report under equityrelated derivatives use inside information independence depositaries openended investment companies share classes eligible markets authorised collective schemes custody standards regulation customers foreign exchange selfregulating organisation...

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