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picture1_Financial Presentation Template 73905 | Carolinemehigan 26


 141x       Filetype PPTX       File size 1.80 MB       Source: www.bcb.gov.br


File: Financial Presentation Template 73905 | Carolinemehigan 26
outline securities deposit accounts operations in foreign exchange other operations securities items iv to vii securities iv capital markets shares and bonds original maturity one yr list a v operations ...

icon picture PPTX Filetype Power Point PPTX | Posted on 01 Sep 2022 | 3 years ago
Partial capture of text on file.
   Outline 
   • Securities 
   • Deposit Accounts 
   • Operations in Foreign Exchange
   • Other Operations 
    Securities: Items IV to VII
    Securities:
    - IV: Capital Markets (shares and bonds- original maturity > one yr) 
     List A 
    - V: Operations on Money Markets (original maturity < one yr) List B
    - VI: Other Negotiable Instruments and Non—Securitised Claims List 
     B 
    - VII: Collective Investment Securities List A 
    Freedom for transactions and transfers:
      - No discrimination towards foreign securities
        Securities: Freedom for which transactions 
        and transfers? 
       -Admission of domestic                     -Admission of foreign 
       securities on foreign                      securities on domestic 
       markets                                    markets
          - Introduction & Issue                    - Introduction & Issue
          - Private placement & public              - Private placement & public offer
            offer
       -Residents abroad                           -Non-residents in the 
          - Buy & sell                             country
            On recognised markets as well             - Buy & sell
            as through private transactions             On recognised markets as well 
                                                        as through private transactions 
           Securities 
           • Operations abroad by securities firms on account of clients.
           • Investments abroad of financial institutions. For pension funds and 
              insurance, only rules for share of foreign assets.
           • Currency rules: 
                 •  In the country: subject to domestic legislation.
                 •  Outside the country: according to rules of foreign jurisdiction.
         Securities:
         Liberalisation obligations are qualified:
         - Transactions and transfers may be required to be channelled through 
            authorised resident agents.
         -   Admission is subject to securities market regulations.
         - For operations (buy/sell) in the country: 
               - Measures to protect investors are permitted – including regulation of  promotional 
                 activities – but non-discriminatory.
               - Securities must be “legally marketable”.
         - For operations abroad: regulation of promotional activities is permitted.
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...Outline securities deposit accounts operations in foreign exchange other items iv to vii capital markets shares and bonds original maturity one yr list a v on money b vi negotiable instruments non securitised claims collective investment freedom for transactions transfers no discrimination towards which admission of domestic introduction issue private placement public offer residents abroad the buy sell country recognised as well through by firms account clients investments financial institutions pension funds insurance only rules share assets currency subject legislation outside according jurisdiction liberalisation obligations are qualified may be required channelled authorised resident agents is market regulations measures protect investors permitted including regulation promotional activities but discriminatory must legally marketable...

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