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picture1_Financial Presentation Template 73725 | 180328jse


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File: Financial Presentation Template 73725 | 180328jse
roles of the dma and the jse financial services board directorate of market abuse the dma has the powers to investigate insider trading false statements and market manipulation by any ...

icon picture PPTX Filetype Power Point PPTX | Posted on 01 Sep 2022 | 3 years ago
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      Roles of the DMA and the JSE
                                    Financial Services Board
      Directorate of Market Abuse                 The DMA has the powers to - 
                                                   investigate  insider  trading;  false 
                                                     statements, and market manipulation 
                                                     by any person; and 
                                                   institute    civil   and     criminal 
                                                     proceedings
                                              JSE
                   Issuer Regulation                        Market Regulation
       monitor listed entities’ adherence to the   surveillance  of  trading  in  securities 
         JSE’s LR and enforcement of the LR;         listed on the JSE to identify potential 
       identification   of   false  statements      insider    trading    or     market 
         published by listed entities; and           manipulation; and
       report  potential  false  statements  to   report  potential  insider  trading  or 
         DMA                                         market manipulation to DMA
        Steinhoff International on the JSE
                                                                                    Ordinary shares 
                                                                                    Ordinary shares 
                                                                                  Primary listing - FSE
                                                                                  Primary listing - FSE
                                                                                 Secondary listing -  JSE
                                                                                 Secondary listing -  JSE
          Preference shares 
          Preference shares 
         Primary listing - JSE
         Primary listing - JSE
       Suspended 1 Mar 2018
       Suspended 1 Mar 2018
                     DMTN bonds
                     DMTN bonds                                Ordinary shares 
                  Primary listing - JSE                        Ordinary shares 
                  Primary listing - JSE
                                                             Primary listing -  JSE
                Suspended 1 Mar 2018                         Primary listing -  JSE
                Suspended 1 Mar 2018                                                                                                                                 3
      Programme deregistered – 7 March 2018  
      Programme deregistered – 7 March 2018  
         Status of Steinhoff listings on JSE as at 23 Mar 2018
         Issuer                               Securities          Primary     Secondary     Status 
                                                                  Exchange    Exchange
         Steinhoff International Holdings NV  Ordinary shares        FSE          JSE       Unchanged
         Steinhoff Investment Holdings Ltd    Preference shares      JSE           -        Suspended by JSE 1 Mar 2018
         Steinhoff Services Ltd               DMTN bonds             JSE           -        Suspended by JSE 1 Mar 2018, 
                                                                                            listing terminated  and 
                                                                                            programme  deregistered 7 
                                                                                            Mar 2018
         Steinhoff Africa Retail Ltd          Ordinary shares        JSE           -        Unchanged
         JSE Steinhoff Statistics for period 5 Dec 2017 to 23 Mar 2018
         SENS messages                                                       5 Dec 2017 to 31 Jan 2018    1 Feb 2018 to 23 Mar 2018*
         Steinhoff International Holdings N.V. (ordinary shares)                        29                            13
         Steinhoff Investment Holdings Limited (preference shares)                       2                             3
         Steinhoff Services Limited (DMTP bonds)                                         8                             1
         Circuit breakers                                                    5 Dec 2017 to 31 Jan 2018    1 Feb 2018 to 23 Mar 2018*
         Steinhoff International Holdings N.V.  (SNH)                                  159                            27
         All ordinary shares                                                           1453                         1019
         SNH % of all ordinary shares                                                  11%                            3%
         *12h00
      Nature of regulatory steps to date
      Issuer regulation
      •  Bond and preference share suspension
      •  Interaction with SNH regarding accounting concerns
         •   Awaiting PWC report
      •  Continued interaction with FSE
      •  Consideration of future preventative regulatory and governance 
         refinements
      Market regulation
      •  Relevant trades referred to FSB for further investigation
      •  Continue  to  monitor  trading  activity  as  part  of  routine 
         surveillance
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...Roles of the dma and jse financial services board directorate market abuse has powers to investigate insider trading false statements manipulation by any person institute civil criminal proceedings issuer regulation monitor listed entities adherence surveillance in securities s lr enforcement on identify potential identification or published report steinhoff international ordinary shares primary listing fse secondary preference suspended mar dmtn bonds programme deregistered march status listings as at exchange holdings nv unchanged investment ltd terminated africa retail statistics for period dec sens messages jan feb n v limited dmtp circuit breakers snh all h nature regulatory steps date bond share suspension interaction with regarding accounting concerns awaiting pwc continued consideration future preventative governance refinements relevant trades referred fsb further investigation continue activity part routine...

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