The person submitting information to the CSSF hereby confirms (i) that he/she is duly empowered to submit the 
                                                 relevant information and (ii) that the information submitted is true, accurate and complete and in all aspects 
                                                                        coherent and in line with the prospectus/investors information.
                                                                                                                                                                v1.4-2022.19.01
                 Name of the applicant                                                                    Phone number
                 Company name                                                                             Submission date                              (dd/mm/yyyy)
                 Position in the company                                                                                                                              Next >>
                    General                               /!\     Please start by selecting the governing law      /!\
                       *Governing law
                       *Fund name
                       *CSSF fund code
                       *New sub-fund name
                       *Similar sub-fund recently approved by CSSF
                                                                                      Reference sub-fund
                           CSSF fund code                               Fund name                                          Sub-fund name                    Approval date
                       *Set-up rationale
                       *Sub-fund name signification
                       *Dedicated sub-fund
                       *Sub-fund base currency
                       *NAV calculation frequency
                         Redemption frequency
                       *Expected launch date                                                          (dd/mm/yyyy)
                       *Form of sub-fund                                                                                       Please fill the tab "4 - Share Classes"
                         Expected initial subscription period                 from                             (dd/mm/yyyy)
                                                                              to                               (dd/mm/yyyy)
                         Sub-fund with maturity date                                                           (dd/mm/yyyy)
                         Sub-fund launched with contribution in kind
                         Structured product
                         Delegation/Nomination                                        Portfolio Manager(s)                                         Investment Advisor(s)
                                 Please fill the tab "1.1 PM & IA"
                       *Sub-fund initiator
                         Sub-fund initiator's address
                         Sub-fund initiator's country
                         If regulated, competent authority & country
                       *Sub-fund role in the Master/Feeder structure
                    AML/CFT
                       *Indicate if the AML/CFT Market Entry Form covering the umbrella has already previously been submitted to the CSSF
                                                                                 There is no Portfolio Manager, nor Investment Advisor to defined
                                                                                                                                                               Please, go next sheet...
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                    Portfolio Manager(s)     
                                 Type of delegation               Name            Regulated       Address - Street & N°        Address - Post Code & City     Address - Country      Branch      If regulated, indicate competent authority
                             (In case of a delegation chain, provide               by CSSF
                                 any delegate of the chain)
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                        2
                        3
                        4
                        5
                    Investment Advisor(s)
                                    Name            Regulated by       Address - Street & N°       Address - Post Code & City      Address - Country      Branch      If regulated, indicate competent authority
                                                        CSSF
                        1
                        2
                        3
                        4
                        5
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                 Comments            Describe marketing quantitative plans (amount and currency) over the next 2 or 3 years
                                     If multiple choice doesn't work, please activate the option
                Distribution         File > Options > Formulas > Enable iteractive calculation
                                                      Distribution country                                                                                                    Targeted investors
                 ò Select ò                         (Multiple choice allowed)                        ò           Select          ò                                         (Multiple choice allowed)
          1
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                                                                       Investment policy
                                                                          *Type of Sub-fund
                                                                                                             ò Select     ò
                                                                           Specific investment regions
                                                                           Specific investment countries
                                                                           Specific investment sectors
                                                                           Specific investment currencies
                                                                           Benchmark regulation applicable
                                                                           SFDR Classification
                                                                          *SRRI of principal share class
                                                                          *
                                                                           Overall description of investment policy
                                                                           Please, do not only copy-paste the prospectus
                                                                     Benchmark details                                                                                                            See below ò
                                                                          *Do you plan to act as benchmark administrator? 
                                                                                                                                                                                                       a
                                                                                                                                                                                                       t
                                                                                                                                                                                                       a
                                                                                                                                                                                                       d
                                                                                 Benchmark name           Benchmark reference   Benchmark administrator  Compliance Use of benchmark Benchmark type    -
                                                                                                                                                                                                       d
                                                                                                                                                                                                       e
                                                                                                                                                                                                       t   l
                                                                                                                                                                                                       a   a
                                                                                                                                                                                                       l   c
                                                                                                                                                                                                       u   ti
                                                                                                                                                                                                       g   i
                                                                                                                                                                     a  b  c   d  e                    e   r
                                                                                                                                                                                                       R   C
                                                                     ESG                                                                                                                          See below ò
                                                                          *Explain environmental or social characteristics / sustainable
                                                                           investment objective
                                                                          *Integration of sustainability risks in the investment
                                                                           decision‐process published by IFM
                                                                          *Adverse sustainability impacts published by IFM
                                                                          *IFM Remuneration policy updated
                                                                          *IFM Risk management process (RMP) updated
                                                                     Targeted asset classes
                                                                               " I hereby confirm (i) that I am duly empowered to submit the relevant information on behalf of the Investment Fund Manager and (ii) that
                                                                               all the empty cells within the tables below mean that the Investment Fund Manager will not invest in these asset classes / investment policies 
                                                                               (in line with the prospectus/investors information) (iii) that all the maximum percentage of investment listed below are in line with the
                                                                               prospectus/investors information and thus not subject to modification without any notification to the CSSF and/or prospectus update"
                                                                        Specific characteristics related to investment policy
                                                                          (including sustainability characteristics promoted, if any)           Y/N                          Specify
                                                                          *Multi-Manager structure
                                                                          *Alternative strategies (smart beta, risk premia etc)
                                                                          *Algorithmic/Systematic Trading
                                                                          *ETF active / ETF passive
                                                                          *Fund of funds
                                                                          *Fund of hedge funds
                                                                          *Index tracker
                                                                          *Microfinance
                                                                          *Sharia-compliant
                                                                          *Environmental Characteristics
                                                                          *Social Characteristics
                                                                          *Reduction in carbon emission objective
                                                                          *SFTR (FTS & TRS)
                                                                        Possible specific asset classes                                         Y/N  Max %                      Specify
                                                                          *Non invest grade or High Yield
                                                                          *Securisation (ABS, MBS, CMO, CDO, CLO…)
                                                                          *CAT Bonds
                                                                          *Commodities (including ETC)
                                                                          *Contingent Convertible Bonds
                                                                          *Delta One Securities
                                                                          *Distressed Securities
                                                                          *Perpetual Bonds
                                                                          *Real estate (including closed-ended REITS)
                                                                          *Green Bonds
                                                                          *Emerging Markets
                                                                          *Mainland China investment policy
                                                                          *Others
                                                                     Derivative instruments
                                                                          *Use of derivative financial instruments
                                                                                                   ò Select     ò
                                                                                                   ò Select     ò
                                                                     Global exposure  & leverage
                                                                          *Global exposure calculation method
                                                                          *Justify selection of calculation method