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the emergence of ecology from natural history keith r benson the modern discipline of biology was formed in the 20th century from roots deep in the natural history tradition which ...

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                The emergence of ecology from
                natural history
                Keith R. Benson
                The modern discipline of biology was formed in the 20th century from roots deep in the natural-history
                tradition, which dates from Aristotle. Not surprisingly, therefore, ecology can also be traced to natural
                history, especially its 19th-century tradition emphasizing the adaptive nature of organisms to their
                environment. During the 20th century, ecology has developed and matured from pioneering work on
                successional stages to mathematically rich work on ecosystem energetics. By the end of the century,
                ecology has made a return to its natural-history heritage, emphasizing the importance of the integrity of
                ecosystems in considering human interactions with the environment.
                Today, the field of biology includes a vast array of diver-           like molecular biology, ecology emerged as a distinct
                gent and unique subdisciplines, ranging from molecular                area in biology only at the turn of the century but very
                biology to comparative endocrinology. With very few                   quickly developed its own conventions of biological 
                exceptions, most of these specialty areas were created by             discourse. Unlike molecular biology and several other
                biologists during the 20th century, giving modern biology             biological subsciplines, ecology’s roots are buried deep
                                                           1                          within natural history, the descriptive and often romantic
                its distinctive and exciting character . However, before
                1900, the field was much different because even the term              tradition of studying the productions of nature.
                                               2
                biology was seldom used . Indeed, most of those who
                studied the plants and animals scattered over the earth’s             Perspectives on the natural world before the
                surface referred to themselves as naturalists: students of            20th century
                                 3                                                    Aristotle, the western world’s greatest philosopher who
                natural history .
                  Perhaps the most popular form of contemporary biology               included the natural world in his philosophical treatments,
                is the subdiscipline most closely related to the natural-             was the first to record observations about the natural his-
                                                                                                                                4
                history roots of biology: ecology. As with many things                tory of the earth’s plants and animals . However, his teleo-
                currently enjoying popularity, however, the term ‘ecology’            logical world of designed and invariable types hardly placed
                is often poorly understood and even more inaccurately                 a stress upon the reciprocal and dynamic relationships
                used. Considered by convention to be synonymous with                  that exist between the biotic world and the earth’s physi-
                ‘natural’, ‘environmental’or ‘conservation’, it is frequently         cal environment. Not surprisingly, given his assumption
                used to refer to a personal perspective on the natural                of the eternal nature of species,Aristotle did not stress the
                world or to a political position concerning the use of                adaptive character of fauna and flora, which is perhaps
                nature. In fact, many of those who describe themselves as             ecology’s cornerstone. In fact, adaptation did not appear
                ecologically oriented, as having an ecological perspective            as a biological notion until nature was reinterpreted as the
                or as being interested in ‘saving the ecology of the land’            product of a historical and developmental process at the
                have never bothered to take a university-level course in              end of the enlightenment (18th century). Thus, for almost
                ecology or to have examined in any depth a classic eco-               2000 years, naturalists considered the earth to have been
                logical text. As a result, the exact nature and definition of         created originally much as it was observed.
                ‘ecology’remains obscured by its popular usage.                          As part of the scientific revolution capped by Isaac
                  In part, some of the definitional misunderstanding comes            Newton at the beginning of the 18th century, natural 
                from ecology’s biological lineage. Certainly, its subject             philosophers opted to examine the natural world for 
                matter (the planet’s ecosystems) has a much greater reso-             mechanical explanations of natural phenomena, often in
                nance with the general public than, say, the arcane and               terms of mechanisms they could either observe in nature
                esoteric subject that is molecular biology. Nevertheless,             or infer from nature. These explanations, best exem-
                                                                                      plified by the law-like behavior of Newton’s universal
                Keith R. Benson                                                       gravitation, promised to provide precise and knowable
                                                                                      information about nature, usually in mathematical form.
                Is currently a professor of medical history and ethics at the Uni-    No longer bound to accept the natural world as a created
                versity of Washington, where he serves as Director of the Program
                in the History of Science, Technology and Medicine. He is coeditor    given, the philosophes of the enlightenment soon began
                of two books on the history of American biology and has written       to apply the Newtonian method to the biotic world.
                numerous articles on the development of the biological sciences in
                the USA. He is also a past Executive Secretary of the History of         The limitations of this application became apparent
                Science Society. At present, he is completing a book on the history   almost immediately. Bernard de Fontenelle expressed the
                of marine biology in the USA.
                krbenson@u.washington.edu                                             futility of the age’s mechanistic orientation when he
                0160-9327/99/$ – see front matter © 2000 Elsevier Science Ltd. All rights reserved. PII: S0160-9327(00)01260-0       Endeavour Vol. 24(2) 2000              59
                                    proclaimed that two mechanical watches will sit side by              The ‘Darwin of Germany’, Ernst Haeckel, devoured On
                                    side forever without producing a third but, if two dog             the Origin of Species almost as soon as it was published,
                                    ‘machines’are placed side by side, more dogs would soon            becoming an immediate convert to the theory of descent
                                    appear! Animal generation, along with a host of other              by modification, as evolution theory was originally known.
                                                                                                                                                          8
                                    biotic operations, seemed to resist the simplicity of the          In his influential book Generelle Morphologie , Haeckel
                                                                                               5
                                    mathematical treatment of invariable mechanical laws .             stressed the Darwinian notion of change over time pro-
                                      Nevertheless, the mechanical philosophy opened the               duced by the dynamic relationship of organisms and their
                                    door for fresh investigations of plants and animals, their         natural environments. As a measure of the importance of
                                    relationships to each other, and their relationships to the        this relationship, Haeckel, who was fond of neologisms,
                                    natural world. By the beginning of the 19th century, the           coined the word oecologie, referring to the study of the re-
                                    notions of structural analogy (transformism) and func-             lationship of organisms to their surroundings. In his popu-
                                    tional integrity (biogeographical                                                          lar 1876 English edition of his ideas,
                                    distribution) that investigators re-         By the end of World War II,                   History of Creation, he noted that
                                    corded from their observations be-                ecology had become                       Darwin’s doctrine of adaptation
                                    gan to lead them to examine the his-        thoroughly transformed from                    provided the law-like nature to
                                                                                                                                                                 9
                                    torical record of the earth’s fauna                                                        explain ecological relationships .
                                               6                                 scientific natural history to
                                    and flora . This was particularly                                                            Haeckel was not, however, the first
                                    true as naturalists observed that                  ecosystem ecology                       ecologist, nor did he immediately
                                    different landscapes of the earth’s                                                        spawn an ecological program in
                                    surface with almost identical physical conditions had              Germany. Instead, he served as one of the seminal figures
                                    remarkably different resident populations of plants and            in the 19th century to stress the growing appreciation that
                                    animals. This was quite a surprise because, according to           the relationship of plants and animals to their natural en-
                                    the prevailing view of natural law, the same environ-              vironments was historical and dynamic. Two other Euro-
                                    mental conditions should produce nearly identical                  pean naturalists, Oscar Drude and Eugenius Warming, who
                                    species. Yet, for example,Australia had endemic forms of           were influenced by these same ideas, soon began to stress
                                    life seen nowhere else on the globe.                               the study of pflanzengeographie (plant geography), noting
                                      The new stress on the uniqueness of the forms of life            the community structure of plant groupings that character-
                                    along with the uniqueness of the landforms served as the           ized specific landforms with specific environmental con-
                                    fertile soil for what became ecological insights. But those        ditions10. Remarkably, for there was not an equivalent scien-
                                    who made these observations were not, per se, ecologists.          tific community in the USA to match that in Europe, these
                                    Instead, they were among the 19th century’s most accom-            ideas were picked up by American naturalists at the end
                                    plished naturalists. At the beginning of the 19th century,         of the 19th century: Charles E. Bessey at the University of
                                    the German adventurer Alexander von Humboldt waxed                 Nebraska and John Coulter at the University of Chicago.
                                    eloquent about the characteristic physiognomic features
                                    of the landscapes in South America, stressing how these            Ecology’s early-20th-century roots
                                    visible features (hence his reference to physiognomy)              Neither Bessey or Coulter, however, is well known as an
                                    depended in large part upon the environmental character-           ecologist. Both were natural historians at their respective
                                    istics that controlled the flora. Four decades later, Joseph       institutions, trained in the traditional methods of natural
                                    Dalton Hooker was to make similar observations in his              history, emphasizing the naming, description and classifi-
                                    travels to the Himalayas, New Zealand, Tasmania and                cation of plants and animals. However, both were also well
                                    Australia itself.                                                  read in the new trends of the emerging field of biology
                                      Hooker’s more famous compatriot and colleague Charles            and they knew of the implications that evolution theory
                                    Darwin observed similar features during his famous voy-            had on their own studies. Encouraging their students to
                                    age aboard the ‘Beagle’, completed about a decade before           pursue new research opportunities that stressed the new
                                    Hooker’s voyages but receiving their most influential              biological perspectives at the end of the 19th century,
                                                                                                 7
                                    reading after the publication of On the Origin of Species .        Bessey led Frederic Clements to the work of Drude, and
                                                                                                                                                                 11
                                    In fact, the importance of Darwin’s influential work on            Coulter directed Henry Chandler Cowles to Warming .
                                    the development of ecology cannot be emphasized enough.              Certainly, there may be other national claims to the
                                    After all, Darwin was the first to stress forcefully that ani-     origins of ecology, including the German one, but the role of
                                    mals and plants were not perfectly adapted to their natural        the USA in the development of ecology through these two
                                    environments, as earlier naturalists had once believed.            midwestern schools cannot be diminished. Coulter’s star
                                    Instead, they represented only the best-adapted forms pro-         pupil, Cowles, was soon working on the plant-community
                                    duced at a particular place and time by selective forces,          structure of the sand dunes along Lake Michigan,
                                    which, in turn, chose the adaptation that was optimal for          referring to his work as physiographic plant ecology. That
                                    the conditions that then existed. When conditions (including       is, he was interested in studying the relationship of plant
                                    both biotic and abiotic factors) changed, so the adaptive          communities to the underlying geological formation, a
                                    needs also changed. Those plants and animals that in-              relationship that he thought explained why the physiology
                                    cluded an adaptive characteristic favorable to the new             of the plant responded to the geological features of the
                                    conditions would survive; those not so favorably equipped          land, leading to characteristic geographical groupings of
                                    would perish.                                                      plants.
               60 Endeavour Vol. 24(2) 2000
                 Noting that the plant community and the environment            Forbes’ emphasis on the dynamic equilibrium of all the
               were in constant flux, Cowles was led to view natural            components of the lake seemed to offer a different way 
               systems as being characterized by change: processes that         to appreciate nature, one that stressed the natural world 
               were evident in the succession of floral community struc-        as a system. Instead of succession stages, Forbes pointed
               ture observed in the sand dunes12. Early in the 20th century,    ecologists toward seeing the world as a vast array of inter-
               Cowles transported his new ideas to a marine setting at          dependent environments through which materials and en-
               the University of Washington’s new laboratory at Friday          ergy were constantly being cycled. Charles Elton adopted
               Harbor (on the San Juan Islands in the Gulf of Georgia),         this position in his influential book, Animal Ecology (1927),
               where he taught the first course in marine ecology in the        freeing ecologists from merely examining the physical
               USA. His most famous student, Victor Shelford, was to            factors of environments but also obligating them to search
               continue his work on the West Coast, working on eco-             for methods to evaluate the immense constellation of
                                                                                                                              16
               logical investigations at Friday Harbor through the early        factors that determine community structure .
               1930s.
                 In Nebraska, Bessey’s protégé was Frederic E. Clements,        The maturation of modern ecology
               a student who came to understand the Drude version of            Although Clements’ work continued to be enormously
               community structure through his own survey of native             influential, its stress on deterministic climax communities
               vegetation in that State. First in the Phytogeography of         drew increasing criticism from ecologists in the 1930s,
               Nebraska (1900), then in Research Methods of Ecology             especially from those who were interested in adding the
               (1905) and finally in Plant Succession (1916), Clements          study of animals to ecology. The English ecologist A.G.
               laid out his influential ideas of plant-community struc-         Tansley provided the most cogent attack in an article in
               ture, succession stages of community development and             the new journal Ecology in 1935, challenging his col-
               the climax community,the ultimate goal of mature natural         leagues to adopt the term ecosystem, a reference stressing
                       13
               habitats . But Clements did much more than just provide          the dynamic nature of community structure rather than
                                                                                                                        17
               a programmatic design for the new field of biology.              Clements’ goal-directed climax stage . When G. Evelyn
               Supported by the Carnegie Institution of Washington, he          Hutchinson and his student Raymond Lindeman provided
               was able to develop laboratory facilities in ecology in          clear, albeit highly complicated, mathematical models to 
               Colorado and California, where he                                                        depict the various interacting com-
               provided empirical and experi-              ecology and its professional                 ponent parts of the ecosystem, ecol-
               mental demonstrations of his new                practitioners are often                  ogy promised to become a fully
               ideas, thus helping to popularize           greeted as advocates for the                 mathematized and experimental
               the new field of ecology.                  conservation or preservation                  discipline.
                 Most of these biological investi-                                                        Lindeman, in particular, contri-
               gators were also well aware that                 of the natural world                    buted to this important change
               they were breaking new ground in                                                         when he published a paper in 1942
               the understanding of the dynamical relationship between          that synthesized the work of Clements, Elton, Tansley and
               plants and animals and their environments, thus contribut-       his mentor Hutchinson by speaking of biogeochemical
               ing to a new field of ecology. Clements referred to the          cycling, energy flow through trophic levels and dynamic
                                                                                            18
               ecologist as an outdoor physiologist, a reference to the ex-     succession . Even more importantly, he saw the con-
               citing laboratory-based area of physiology just emerging in      tinuous cycling of material through the ecosystem as an
               institutes throughout Germany and England and begin-             energy-driven process that included producers (organisms
               ning to appear in the new scientific universities in the USA.    that fixed the energy from the sun), consumers and de-
               Shelford referred to the new field as scientific natural         composers, which cycled material back to the producers
               history, again a reference to the experimental and labora-       as energy from the sun continued its one-way flow through
               tory (field-laboratory) approaches developed at Nebraska         the ecosystem.
               and Chicago that acted to move natural history in a                By the end of World War II, ecology had become
                                                                          14
               different direction from its traditional museum heritage .       thoroughly transformed from scientific natural history to
                 However, limitations to the new field cropped up almost        ecosystem ecology. Nowhere was this more evident than
               immediately. One problem was that it was difficult to            in the publication of the ecologists’ Bible, Principles of
               investigate animals with the same approaches used for            Animal Ecology, written by W.C. Alee and his colleagues
               plants, as the fauna did not remain fixed to the environ-        at the University of Chicago during the War but only
                                                                                                    19
               mental substrate in the same way that the flora was fixed.       published in 1949 . Although community structure and
               Thus, the physical factors that provided the causal deter-       succession still remained basic ecological principles, the
               minates of community structure were more difficult to            climax community was now treated as virtually syn-
               establish. Second, some ecologists soon began to question        onymous with mature community and most of the book
               the goal-directed nature of Clements’ climax communi-            dealt with the dynamic inter-relationships of ecological
               ties, preferring to view the natural world as being in           investigations. Even more important, the last chapter of
               constant flux.                                                   the book featured a long discussion of the evolution of
                 Many of these ecologists were influenced by the re-            interspecies integration and ecosystems, emphasizing the
               publication of an article by Stephen Forbes from 1887,           influence of the Hutchinson and Lindeman approach
                                                                          15
               which received its greatest reception in the 1920s .             (both authors are heavily cited in the book).
                                                                                                                          Endeavour Vol. 24(2) 2000           61
                                       Even more dramatic for the new direction in ecology was          Notes and references
                                     the publication of Eugene Odum’s new text, Fundamentals of          1 Rainger, R. et al., eds (1988) The Development of American
                                     Ecology (1953), with its overt recognition of systems theory.          Biology, University of Pennsylvania Press
                                                                                                         2 The Frenchman Lamarck and the German Treviranus are
                                     In addition to the mathematical modeling from Hutchinson               generally credited as being the first to originate the word
                                     and Lindeman, Odum also benefited from his experience                  biologie at the beginning of the 19th century, which they
                                     with the Atomic Energy Commission and its Atoms for                    used to separate the living world from the world of the inert.
                                                                                                            Joseph Caron has written about the origin of the word biology
                                                   20                                                       in its modern context: Caron, J. (1988) ‘Biology’in the life
                                     Peace project . Using radioactive materials, he was able to
                                     observe and to measure the recycling of inorganic materials            sciences: a historiographical contribution. Hist. Sci. 26, 223–268
                                     throughout the ecosystem, leading him to borrow from                3 The term ‘natural history’is the time-honored way to describe
                                                                                                            the investigation of the natural world, including plants, animals
                                     physiology and to refer to the metabolism of the ecosystem.            and geological specimens. This was the tradition pioneered
                                     By the time the second edition of the book appeared (1959),            by Aristotle, given its modern guise by Georges Buffon in
                                     it was full of energy-flow diagrams, with arrows pointing              his Histoire Naturelle (1749–1789) and memorialized in the
                                                                                                            famous Museum d’Histoire Naturelle in Paris
                                     in all directions to emphasize the inter-relatedness of the         4 One of Aristotle’s most widely cited works is Historia
                                     myriad factors within an ecosystem. Soon, Odum became                  Animalium, which is the text upon which many later works
                                     convinced that it was the complex interactions within the              in natural history were based. His student Theophrastus
                                                                                                            wrote an Aristotelian botanical work, Historia Plantarum,
                                     ecosystem that provided its stability, protecting it from              which provided the botanical analog for later naturalists.
                                     perturbations in much the same way as homeostasis in                   The best work on Aristotle as a biologist is Grene, M.
                                     organisms regulates the physiology of those systems.                   (1963) A Portrait of Aristotle, University of Chicago Press
                                                                                                         5 Roger, J. (1963) Les Sciences de la Vie dans la Pensee
                                                                                                            Francaise du XVIII Siecle, Armond Colin
                                     Ecology and environmentalism                                        6 Larson, J.L. (1994) Interpreting Nature, Johns Hopkins
                                     There were other perturbations that soon attracted Odum’s              University Press
                                                                                                         7 Darwin, C. (1859) On the Origin of Species, John Murray
                                     attention. Rachel Carson published Silent Spring in 1961, a         8 Haeckel, E. (1866) Generelle Morphologie der Organismen,
                                     damning exposé of the pesticide industry in general and the            G. Reimer
                                     use of DDT in particular. President Kennedy convened the            9 Haeckel, E. (1876) History of Creation, Appleton
                                                                                                        10 Drude, O. (1896) Deutschlands Pflanzengeographie (1896);
                                     first presidential commission on the environment, a commis-            Warming, E. (1896) Lehrbuch der Okologischen Pflanzen-
                                     sion that almost immediately recommended the prohibition               geographie eine Einfuhrung in die Kenntniss der Pflanzenvereine
                                     of DDT. However, there were other issues within the en-            11 Tobey, R. (1981) Saving the Prairies: The Life Cycle of the
                                                                                                            Founding School of American Plant Ecology, University of
                                     vironment, ranging from suffocating air pollution in Los               California Press
                                     Angeles to fiery water pollution on the Cayuhuga River in          12 Cowles, H.C. (1899) The ecological relations of the
                                     Cleveland. Odum soon saw his role not just as an ecological            vegetation of the sand dunes of Lake Michigan. Bot. Gazette
                                                                                                            27, 95–117; Cowles, H.C. (1899) The ecological relations of
                                     researcher but as an advocate to preserve the earth’s fragile          the vegetation of the sand dunes of Lake Michigan. Bot.
                                     ecosystems. In the third edition of his text (1971), he added a        Gazette 27, 167–202; Cowles, H.C. (1899) The ecological
                                     chapter on the environment and conservation, also explaining           relations of the vegetation of the sand dunes of Lake
                                                                                                            Michigan. Bot. Gazette 27, 281–308; Cowles, H.C. (1899)
                                     how ecological principles, such as the food pyramid, could be          The ecological relations of the vegetation of the sand dunes
                                     used to explain how non-biodegradable pesticides (e.g. DDT)            of Lake Michigan. Bot. Gazette 27, 361–391
                                     take their toll on the ecosystem by accumulating at the top of     13 Pound, R. and Clements, F.E. (1900) The Phytogeography
                                                                                                            of Nebraska, Botanical Seminar; Clements, F.E. (1905)
                                     the pyramid. Thus, ecology now claimed a new niche, that               Research Methods in Ecology, University Publishing
                                     of informing the populace about environmental issues.                  Company; Clements, F.E. (1916) Plant Succession,
                                       Ironically, ecology’s contributions to the environmental             Carnegie Institute of Washington
                                                                                                        14 The rhetorical power of the words ‘laboratory’and ‘experiment’
                                     crisis may have caused it to become much more popular with             needs to be stressed within this context. Natural history’s
                                     the public and to return it, at least in the eyes of the general       traditional methods were often seen to be somewhat dated,
                                     public, back to natural history. That is, the stress in ecology        especially in comparison to the methods of experimentation,
                                                                                                            a major component of physiology. Thus, the closer the
                                     on the integrity of natural systems has led many to consider           ecologists could come to experimental or laboratory-based
                                     the word ‘ecology’to be synonymous with ‘environmental’,               methods, the closer they imagined themselves to be to the
                                     ‘conservationist’or even ‘natural’. Certainly, ecology and its         cutting-edge aspects of modern 20th-century biology.
                                                                                                        15 Forbes, S.A. (1887) The lake as microcosm. Bull. South
                                     professional practitioners are often greeted as advocates for          Africa Peoria 77–87
                                     the conservation or preservation of the natural world. And         16 Elton, C. (1927) Animal Ecology, Macmillan
                                     this characterization is often correct, for many ecologists and    17 Tansley, A.G. (1935) The use and abuse of vegetational
                                                                                                            concepts and terms. Ecology 16, 284–307
                                     their professional organizations (e.g. the Ecological Society      18 G. Evelyn Hutchinson was enormously influential in the
                                     of America) have been quick to criticize societal practices            development of modeling in ecology, but the seminal article
                                     that harm the environment and have also been among the                 was written by his student Raymond Lindeman. The paper
                                                                                                            was published posthumously as Lindeman, R.L. (1942) The
                                     forefront of citizens arguing for the need to set aside vast           trophic–dynamic aspect of ecology. Ecology 23, 399–418
                                     areas of the environment for study and for preservation.           19 Allee, W.C. et. al. (1949) Principles of Ecology, W.B. Saunders
                                       However, in large part, in addition to scientific support,       20 Odum’s father was a sociologist who borrowed heavily from
                                                                                                            the work of sociologists at Chicago, the same individuals
                                     these positions are taken for the same esthetic reasons that           who were so influential on the Chicago school of ecology.
                                     lead non-ecologists to protect the natural world. That is, our         In addition, his brother Howard studied with Hutchinson at
                                     experiences in nature seem to have a salutory influence on             Yale, providing Eugene Odum with direct access to the new
                                                                                                            dynamical model of ecology. Odum, E.P. (1953)
                                     us as humans. Ecologists are those fortunate enough to have            Fundamentals of Ecology, W.B. Saunders
                                     adopted a profession that keeps them closely attached to           Note: See Slobodkin, L.B. and Slack, N. (1999) George Evelyn
                                     their historical roots in natural history.                         Hutchinson: 20th-century ecologist. Endeavour 23, 24–30
                62 Endeavour Vol. 24(2) 2000
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...The emergence of ecology from natural history keith r benson modern discipline biology was formed in th century roots deep tradition which dates aristotle not surprisingly therefore can also be traced to especially its emphasizing adaptive nature organisms their environment during has developed and matured pioneering work on successional stages mathematically rich ecosystem energetics by end made a return heritage importance integrity ecosystems considering human interactions with today field includes vast array diver like molecular emerged as distinct gent unique subdisciplines ranging area only at turn but very comparative endocrinology few quickly own conventions biological exceptions most these specialty areas were created discourse unlike several other biologists giving subsciplines s are buried within descriptive often romantic distinctive exciting character however before much different because even term studying productions seldom used indeed those who studied plants animals sc...

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