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Review McLean & Foa 11 Review The use of prolonged exposure therapy to help patients with post-traumatic stress disorder Clin. Pract. ,1 Practice Points Carmen P McLean* 1 & Edna B Foa 1 The burden of post-traumatic stress disorder Department of Psychiatry, University • Post-traumatic stress disorder (PTSD) is often a chronic, disabling condition that is of Pennsylvania, 3535 Market Street, frequently comorbid with other psychiatric disorders. 6th Floor, Philadelphia, PA 19104, USA Comorbidity in PTSD *Author for correspondence: • The presence of PTSD comorbidity challenges differential diagnosis and treatment Tel.: +1 215 746 3327 planning. Fax: +1 215 746 3311 Overview of evidence-based treatments for PTSD mcleanca@mail.med.upenn.edu • Cognitive-behavior therapy, and in particular exposure therapy, has been found effective in reducing PTSD severity relative to waitlist and active control conditions. Description of prolonged exposure therapy for PTSD • Prolonged exposure (PE) is a specific exposure therapy program that has been extensively researched and is considered a first-line evidence-based treatment for PTSD. Does PE work for comorbid populations? • PE is efficacious for PTSD sufferers with comorbid disorders including depression, substance dependence, traumatic brain injury and borderline personality disorder. • In addition to reducing PTSD, PE significantly ameliorates associated symptoms, such as depression, anxiety and anger. 10.2217/CPR.13.96 Post-traumatic stress disorder (PTSD) is a chronic psychiatric disorder character ized by intrusive re-experiencing symptoms, avoidance behaviors, elevated arousal, and changes in cognition and mood. Nearly all individuals with PTSD suffer from at least one additional psychiatric diagnosis. Prolonged exposure is one of several evidence- based treatments for PTSD that has been efficacious for PTSD sufferers with a range of 2 comorbid disorders. In this review, we first discuss the prevalence of PTSD comorbidity and the challenges that it presents to clinicians working with traumatized patients. We then discuss the treatment of PTSD, focusing on prolonged exposure therapy. After providing a brief overview of PE, we review evidence supporting the use of PE 2014 in reducing PTSD severity and associated symptoms in a variety of comorbid samples. Keywords: comorbidity • evidence-based treatment • post-traumatic stress disorder • prolonged exposure therapy • trauma The burden of PTSD during their lifetime [1], and certain types of Post-traumatic stress disorder (PTSD) is a traumas are more likely to lead to PTSD than chronic and disabling disorder characterized others. For example, 14% of military person- by intrusive re-experiencing symptoms, avoid- nel deployed to Operations Iraqi Freedom ance behaviors, elevated arousal, and changes and Operation Enduring Freedom [2] and in cognition and mood. PTSD affects an approximately 40% of women exposed to sex- estimated 3.4% of men and 8.5% of women ual assault [3] met criteria for PTSD. Because part of 10.2217/CPR.13.96 © 2014 Future Medicine Ltd Clin. Pract. (2014) 11(2), 233–241 ISSN 2044-9038 231 Review McLean & Foa PTSD is comprised of a large range of symptoms, it can symptom constellations. This, combined with the fact cause dysfunction across multiple areas. Without effec- that individuals are often reluctant to volunteer infor- tive treatment, after 1 year PTSD typically becomes mation about traumatic experiences, increases the risk chronic, debilitating, and associated with significant that a PTSD diagnosis is missed. Since an accurate distress and overall functional impairment [4]. More- diagnosis of PTSD is necessary to ensure an appropri- over, most individuals with PTSD suffer from at least ate treatment program is initiated that will help the one additional psychiatric diagnosis [5]. For example, patient overcome the disorder, it important that cli- major depressive disorder (MDD), anxiety disorders nicians conduct a thorough assessment that includes and substance use disorders all frequently co-occur with screening for traumatic events. PTSD. This high prevalence of comorbidity greatly In addition to making differential diagnosis more impacts both the clinical presentation and treatment of challenging, PTSD comorbidity may complicate treat- PTSD. Therefore, in order to help patients overcome ment. PTSD comorbidity is associated with more PTSD, it is imperative that treatment addresses the severe clinical impairment, lower quality of life [13–15] high level of comorbidity seen in this population. and poorer treatment prognosis [16–18]. Although a large number of studies find that certain psychosocial treat- Comorbidity in PTSD ments are efficacious in reducing PTSD severity, fewer As noted above, comorbidity of PTSD with other psy- studies have examined the effect of treatment on comor- chiatric disorders is the rule rather than the exception. bid conditions. Clinicians should select treatments that Epidemiological studies have found that 59% of men demonstrated efficacy in ameliorating PTSD among and 44% of women with PTSD meet criteria for at diverse populations, including those with comorbid least three psychiatric disorders [5]. In a study of com- conditions. Ideally, clinicians would implement treat- munity outpatients, PTSD showed a more severe and ments that reduce the symptoms of PTSD as well as diverse pattern of comorbidity than any other anxi- symptoms of commonly comorbid conditions. ety or mood disorder [6]. One of the most frequently comorbid disorders associated with PTSD is MDD. Overview of evidence-based treatments for Between 48% and 77% of all PTSD sufferers also PTSD meet criteria for MDD [5–6]. PTSD often co-occurs Cognitive–behavior therapy (CBT) refers to a fam- with substance use disorders, with rates of PTSD esti- ily of treatment approaches and includes exposure mated to be at least twice as high among individuals therapy, cognitive therapy and anxiety management. with alcohol dependence compared with the general CBT has been deemed the treatment approach of population [7]. Other anxiety disorders, particularly choice in clinical practice guidelines for PTSD [19–22]. generalized anxiety disorder (GAD), are also highly Several CBTs for PTSD have received empirical sup- prevalent among individuals with PTSD [6]. In addi- port, including prolonged exposure (PE) [23], cognitive tion, PTSD is associated with elevated rates of physical processing therapy (CPT) [24], cognitive therapy [25] health problems, including circulatory, digestive, mus- and stress-inoculation therapy (SIT) [26]. Eye move- culoskeletal, nervous system and respiratory disorders ment desensitization retraining (EMDR) has also [8–10]. Personality disorders such as borderline and anti- been found efficacious for PTSD [27]. PE, which was social personality disorder are more common among developed by the second author, has been examined individuals with PTSD compared with those without in the largest number of empirical studies in indepen- PTSD [11,12]. dent research centers. It is for this reason that we focus The high level of psychiatric and medical comorbid- our review on PE, while acknowledging that there are ity among individuals with PTSD presents a significant several other psychotherapies that have demonstrated challenge to arrive at an accurate diagnosis. There are efficacy treating PTSD. many PTSD symptoms that overlap with those of fre- quently co-occurring disorders. For example, dimin- Description of PE therapy for PTSD ished interest in activities may be present in both PTSD PE is a manualized exposure therapy program that and MDD. Similarly, irritability is common to PTSD involves three main components: and GAD. Difficulty sleeping and concentration prob- • In vivo exposure to trauma reminders, typically lems are symptoms of PTSD, MDD and GAD. Panic completed as between-session assignments; attacks are characteristic of panic disorder but may also be present in individuals with PTSD. This high • Imaginal exposure to the memory of the traumatic degree of symptom overlap between PTSD and comor- event, completed during and between sessions; bid conditions is especially problematic because PTSD • Processing of imaginal exposure. has a heterogeneous presentation with many different 232 Clin. Pract. (2014) 11(2) future science group The use of prolonged exposure therapy to help patients with PTSD Review There are two additional minor components: Evidence supporting the use of PE • Psychoeducation about the nature of trauma and Numerous randomized trials indicate that PE is trauma reactions; effective in reducing PTSD symptoms [28]. Exposure therapy has been found effective for both acute and • Training in slow diaphragmic breathing. chronic PTSD [26,29], and studies show that gains made during treatment are maintained at follow-ups PE typically consists of eight to 15 individual 90-min of 1–5 years [30,31]. PE has been associated with rapid sessions delivered once or twice weekly. change and maintenance of large effect sizes over time Therapy begins with the clinician providing a ratio- [32,33]. Exposure therapy was identified in the joint Vet- nale for exposure therapy. The therapist explains that erans Affairs-Department of Defense Clinical Practice PTSD symptoms are maintained by two factors: avoid- Guideline for PTSD [34] as “strongly recommended” ance of thoughts and feelings related to the trauma for use with veterans with PTSD. A 2008 report issued and avoidance of trauma reminders; and the presence by the Institute of Medicine (IOM) concluded that of unhelpful, distorted beliefs such as “the world is exposure therapy was the sole treatment for PTSD with extremely dangerous” and “I am extremely incompe- sufficient evidence for its efficacy. This conclusion is tent”. PE alters these negative, distorted perceptions by consistent with practice guidelines from the American providing opportunities for experiential learning (i.e., Psychiatric Association [35], the Departments of Veter- exposure) that disconfirms them. In addition, during ans Affairs and Defense (2004) and the International the first session, patients learn a diaphragmatic b reathing Society for Traumatic Stress [36]. technique that they can use to reduce daily stress. PE has been associated with significantly greater pre- The second session involves a discussion of com- to post-treatment reduction in PTSD symptomatology mon reactions to trauma, which provides patients when compared with waitlist [23,26,28,37–40], supportive with a framework for understanding their symptoms. counseling [41,42], relaxation [33,43–44] and treatment as Next, the clinician introduces in vivo exposure, which usual [45–48]. A meta-analysis found that PE was associ- refers to confronting avoided places, people and objects ated with large effect sizes compared with control con- that remind the patient of the trauma. The clinician ditions at post-treatment and at follow-up [49]. Other and patient collaboratively construct a hierarchical meta-analyses that have examined the efficacy of expo- list of safe or low-risk situations that the patient has sure therapy in general have shown that exposure ther- been avoiding. In vivo exposure is conducted in a step- apy was more effective than waitlist control or support- wise fashion, beginning with situations that provoke ive therapy [50], and that exposure therapy is associated moderate anxiety, and gradually progressing to more with a lower dropout rate than pharmacotherapy [51]. challenging situations. Some meta-analyses have found that exposure therapy In session 3, the clinician provides the rationale for is more effective than nontrauma-focused treatments imaginal exposure, which is conducted from session 3 or waitlist/control at reducing PTSD symptoms, but through to session 10. Imaginal exposure involves ask- have not found significant differences in outcomes ing the patient to confront the memory of his or her among specific exposure therapies [52–54]. In sum, the trauma by revisiting it in their imagination and recount- evidence in support of the efficacy of exposure therapy ing it in detail aloud for approximately 30–45 min. Ima- in general, and PE specifically, is extensive. ginal exposure is followed by 15–20 min of ‘processing’, in which the clinician and patient discuss thoughts and Does PE work for comorbid populations? feelings about the trauma and about themselves, with As noted, patients rarely present with PTSD in the the aim of helping the patient to develop a more realis- absence of additional psychiatric and physical health tic and helpful perspective on the event itself and their problems. More often, PTSD sufferers face addi- behaviors and emotions during the event. Processing the tional comorbidities such as depression and substance imaginal exposure allows patients to articulate and inte- use, and associated symptoms such as dissociation grate new information and insights into their memory. and elevated anger. The most useful treatment for Patients are instructed to listen to an audio recording of PTSD, therefore, is one that demonstrates efficacy the imaginal exposure each day as homework. among PTSD sufferers with and without commonly The remaining sessions follow a standard agenda that co-occurring disorders. begins with homework review, followed by imaginal PE has been found effective in reducing PTSD exposure and processing, and ending with the assign- symptoms among patients with comorbid depression. ment of homework exposure exercises for the coming In a study examining the impact of depression on the week. The final session involves reviewing progress, efficacy of PE, comorbid depression was found to be discussing lessons learned, and relapse prevention. unrelated to decrease in PTSD symptoms [55,56]. Those future science group www.futuremedicine.com 233 Review McLean & Foa with current major depression, past major depression SIT or their combination, and found that women with and no history of major depression all benefitted equally BPD symptoms benefited as much from treatment as from PE. Interestingly, patients with higher depression those without these symptoms [64]. Indeed, patients in baseline who received either CPT or PE showed with BPD symptoms evidenced significant improve- greater improvement in PTSD symptoms from pre- to ment on PTSD symptoms, PTSD diagnostic status, post-treatment than those with lower d epression [57]. depression, anxiety and social functioning. Importantly, PE has not only been found effective Similar results were found in a study that examined among those with PTSD and comorbid depression, but women with comorbid BPD and PTSD with recent it has also been found to significantly reduce depressive and/or imminent serious intentional self-injury [69] who symptoms in a number of studies [26,38,43,58]. Thus, the received PE concurrently with dialectical behavior ther- presence of comorbid depression is not a contraindica- apy (DBT). The results showed that DBT PE resulted tion to PE treatment. However, in cases where major in significant reductions in PTSD, and at post-treat- depression is the primary disorder, or when patients are ment a majority of patients no longer met criteria for at a high risk for suicide, therapists must first provide PTSD. Importantly, DBT PE did not exacerbate PTSD crisis management and containment. or BPD symptoms, including self-injurious behavior. Many treatment studies for PTSD have excluded The finding that dissociative symptoms did not patients with comorbid substance dependence dis- interfere with PE contradicts the previously held con- orders [23,24] due to concern that substance use will cern that dissociation would reduce the efficacy of interfere with patients’ ability to benefit from PTSD PTSD treatment by limiting emotional engagement treatment and/or for fear that PTSD treatment will [70,71]. In contrast to Harned et al.’s hypothesis, pre- exacerbate substance use. However, studies examin- treatment levels of trait dissociation, depersonalization, ing the efficacy of PE with this population have found numbing and depressive symptoms were not related to positive results. PE was shown to be effective in reduc- improvement or dropout [69]. Patients with high lev- ing PTSD symptoms among patients with PTSD and els of dissociative symptoms showed a similar reduc- comorbid alcohol dependence [59], and among those tion of PTSD as patients with low levels of dissociative with comorbid cocaine dependence [60]. PE was not phenomena. In sum, there is no evidence to date that associated with increased substance use in either of the dissociative phenomena predict treatment outcome. aforementioned studies. Interestingly, Foa et al. found PE has also been shown to significantly reduce symp- that patients who received PE were also less likely to toms that are commonly associated with PTSD. As increase their drinking 6 months after treatment ter- noted above, these include depressive symptoms [26,40] mination [59]. Thus, PE not only reduces PTSD symp- and alcohol use [59]. In addition, PE has been shown to toms in this population, but can also help maintain significantly reduce general anxiety [23], trauma-related reductions in drinking behavior. guilt [40], state-anger [72], and improves social adjust- Traumatic brain injury (TBI) is frequently comor- ment and functioning [23]. PE, with or without the addi- bid among PTSD patients, especially active military tion of cognitive restructuring, has also been shown to personnel and veterans, because brain injuries are often significantly decrease reported physical health difficul- sustained in traumatic experiences. A recent study of ties compared with waitlist, and these improvements veterans with PTSD found that PE was equally effec- persisted at 12 months post-treatment [73]. In sum, PE tive in individuals with and without a history of TBI can have a broad impact on the lives of PTSD suffer- [61]. Regardless of TBI status, veterans with PTSD ers by reducing both PTSD severity and a ssociated showed a significant reduction in PTSD severity post- symptoms, and improving overall f unctioning. treatment. Although there is little research on this issue at present, the results of this study provide promising Challenges to implementing PE evidence that PE can be helpful for individuals with Although PE and several other evidence-based treat- PTSD and a history of mild TBI. ments have been found effective in significantly reduc- Patients with PTSD and borderline personality ing symptoms of PTSD and associated problems, it is disorder (BPD) have also been excluded from some important to note that some patients drop out of treat- treatment studies, especially when they report recent ment or do not achieve a good response. A drop-out intentional self-injury [62–67]. Personality disorders, par- rate of approximately 20–30% has been found for both ticularly BPD, have been thought to impede the effects exposure and nonexposure treatments [74], and up to of treatment of PTSD [68]. However, research suggests 40–50% of patients do not achieve a good response [75], that individuals with PTSD and comorbid BPD can defined as >70% reduction in symptoms. Research on also benefit from PTSD treatment. Feeny, Zoellner predictors of dropout and response is currently lacking. and Foa re-analyzed data of patients who received PE, One exception is a study that examined assault-related 234 Clin. Pract. (2014) 11(2) future science group
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