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PanPacificAssociationofAppliedLinguistics12(1),1128
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Recent developments in theories of language (grammars) seem to share a
number of tenets which mark a drastic shift from traditional disentangled
descriptionsoflanguage:emphasisonabignumberofdiscretegrammatical
rules or a corpus of structure patterns has given way to a more unitary,
explanatorypowerfuldescriptionoflanguageinformedbyasoundtheoryof
languageacquisition,ontheonehand,andverified/refutedbyobservationson
samplesoflanguageuse,ontheother.Twowidelywelcomeofsuchtheories
are Chomsky’s Universal Grammar and Halliday’s Systemic Functional
Linguistics. These two theories have been initiated and developed almost
independently and each has been successful in accounting for aspects of
languagefromaparticularperspective.However,theyseemtostandmoreina
complementarypositionwithrespecttoeachotherthaninaconfrontingstance
againstoneanother.Thisarticleaimsatprovidingevidenceforsuchaclaimto
supportthearguethatnotonlyaren’tthesetwotheoriesmutuallyexclusivebut
theyarerathermutuallydependent;thereisasenseinwhicheachneedsto
internalize and incorporate aspects of the other if a fullyfledged accountof
languageistobeachieved.
, - systemicfunctionallinguistics,universalgrammar,(in)congruent
forms,cliticization
* .
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Since its birth in early 20 century, linguistics has witnessed a big number of
changesinitstrends,orientations,subjectsofstudy,andhencetheoriesoflanguage
and language acquisition. Apart from the influential reorientation from the
‘historical or diachronic linguistics’ towards a ‘synchronic linguistics’ which
marked the beginning of modern linguistics, the most salient demarcation line
between current theories of grammar can be sketched by way of reference to
Saussure’s consideration of syntagmatic versus paradigmatic relations among
linguisticitems(Sampson,1980).Linguisticitemsaresaidtobesyntagmatically
relatedwhenviewedasalinearsequenceandparadigmaticallyrelatedwhenviewed
aspotentialsubstitutesfortheirsimilarlypositionedcounterpartswithinthegiven
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First/correspondingauthor:FiroozSadighi,secondauthor:MohammadBavali.
11©2008PAAL13458353/00
sequence.Grammars,then,couldbeviewedasseeingthelanguageasknowledgeof
either primarily syntagmatic relations among linguistic constituents or
predominantlyparadigmaticrelationsamonglinguisticitems.Theformerhasledto
grammars such as Markov’s FiniteState grammar, structural (descriptive)
linguistics,andChomsky’sgenerativetransformationalgrammar(nowUG),andthe
latter has given rise to Firth’s London school of linguistics, Jakobson’s Prague
school of linguistics, and Halliday’s systemic functional linguistics (see Lyons,
1981andSampson,1980).
Twotheories,ofthosejustmentionedhaveattractedmostattentionandhave
beenfrequentlyaddressedandemployedinliteratureonbothlinguisticsandapplied
linguistics. They are Chomsky’s Universal Grammar and Halliday’s Systemic
FunctionalLinguistics.Thesetwotheorieshavebeeninitiatedanddevelopedalmost
independentlyandeachhasbeensuccessfulinaccountingforaspectsoflanguage
from a particular perspective. However, they seem to stand more in a
complementarypositionwithrespecttoeachotherthan inaconfrontingstance
againstoneanother.Thefollowinglinesbearanaccountofthesetwotheoriesof
language, their merits and inadequacies, and the way in which each would
contributetothecompletionoftheother.
&
InChomskyantradition,grammarofalanguageisanaccountofthegrammatical
competence (rather than performance) of the native speakers of that language.
Grammaticalcompetenceisdefinedasthenativespeakers’tacitknowledgeofthe
grammar of their language (Chomsky, 1965). Native speakers’ grammatical
competence is determined by eliciting their intuitions about grammaticality of
sentencesgeneratedintheirownlanguage(knownas
)
andabouttheinterpretationofsentences(e.g.realizingambiguousorparaphrase
forms,etc.)(ibid).Agrammarissaidtobe
ifityieldsthe
samestatementsaboutthe(un)grammaticalityandinterpretationsofthesentences
asthenativespeakersofthatlanguagedo.AUniversalGrammar,however,isnot
anaccountofthegrammarofanindividuallanguage(e.g.English,orFrench).Itis,
moreprecisely,a
;itis,inRadford’s(1997)words,“asetof
hypothesesaboutthenatureofpossibleandimpossiblegrammarsofnatural(i.e.
human) languages” (p.5). It follows that any grammar could be descriptively
adequate if and only if it describes the properties of the intended language in
accordancewithandfromamongthoseuniversalpropertiesalreadypredictedand
devised within the theory of Universal Grammar. This gives rise to one further
criterion;thatof
.Thesecondcriterionofadequacyforgrammarsisthat
ofexplanatoryadequacy.AtheoryofUniversalGrammar(henceforthUG)issaid
tobe
ifitcouldsuccessfullyexplainwhyitcontainsthe
propertiesitdoes.
Inadditiontoallthesecriteria,therearestillthreemoreconditionstobe
satisfiedbyatheoryofUG:onethatanytheoryofUGmustbe
innature;
thatisthedescriptivepoweroftheUGmustnotbesounlimitedthatitsdescriptive
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devices could describe as well the artificial languages (e.g. computer and
mathematicslanguages)orotherhumanandnonhumancommunicationsystems.
One more criterion of adequacy that a theory of language must meet is the
principlewhichassumesthatalinguistictheoryisadequateifandonly
ifthegrammaritgeneratescouldbeeasilylearnedbychildreninarelativelyshort
periodoftimejustastheynormallydoinearlychildhood.Inotherwords,the
grammarmustbeassimpleaspossible.Thesehaveledtoanewmovementwithin
UG, beginning in 1990s by Chomsky himself, which aims at minimizing the
theoretical and descriptive devices in devising grammatical properties of natural
languages in favor of maximizing the simplicity and hence learnability of the
grammar.Thismovementisknownas.
CloselyassociatedwithatheoryofUGistheproblemofexplicatingthe
acquisitionofgrammarknownastheLogicalProblem(Hawkins,2001,p.1;Foster
Cohen,1999,p.5).Itaddressestheimportantquestionofhowchildrenacquirethe
grammar of their language (the initial stage) so rapidly and uniformly in a
remarkablyshortperiodoftime(ataroundtheageof18monthsuptoaround30
months).Asecondproblem,knownasthedevelopmentalproblem,concernsthe
way(s)in whichchildrengothroughotherstages(transitionandfinalstage)of
learning (ibid). Chomsky’s explanation for such phenomena is that children are
genetically predisposed with an innate language faculty which facilitates the
acquisitionoflanguage.ThisinnatelanguagefacultyiswhatChomskyconceivesof
as UG which comprises a set of implicit abstract
that govern the
grammaticaloperationsallowedandnotallowedinallnaturallanguages.Examples
of such principles are
(which holds that all
grammaticaloperationsarestructuredependent,i.e.theyare,accordingtoRadford
(ibid,p.15),sensitivetothegrammaticalstructureofthesentencestheyapplyto).
To account for the observed differences across languages in their
grammaticalstructure,UGhasincorporatedintoitsstructureanumberoflanguage
specificvariations“whichchildrenhavetolearnaspartofthetaskofacquiring
theirnativelanguage.Thus,languageacquisitioninvolvesnotonlylexicallearning
butalsosomestructurallearning”(ibid,p.16).Thesegrammaticalvariationsare
referredtoas
Itfollowsthatwhilesomeaspectsofthegrammatical
structureoflanguagesaredeterminedbyinnategrammaticalprincipleswhichwill
nothavetobelearnedbychildren,someothershavetobeacquiredasparametric
variationsacrosslanguages.“Inotherwords,structurallearningwillbelimitedto
aspectsofstructure”(p.16).Examplesofparametersinclude
according to which some languages (Italian, Spanish, Irish,
Chinese,etc.)arenullsubject,i.e.theirfiniteverbslicenseeitherovertorcovert
(null)subjects,whileothersarenonnullsubjectlanguages(French,English,etc.),
thatisfiniteverbsinsuchlanguageslicenseonlyovertsubjects,notnullsubjects.
Oneimportantpointtoconsideristhattherearegeneticconstraintsontherangeof
structural(parametric)variationallowedindifferentlanguagessothat,inprinciple,
allparametricvariationsappeartooscillatealongabinarychoice(withonlytwo
possiblesettings)andthatanylanguageallowsforonlyone(uniform)possibility
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andnotacombinationofboth(nosinglelanguagewithsomeformssettoonevalue
andotherssettotheother).
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is an important aspect of grammatical structure which is
parameterizedalongvariousconstructions.Onesuchconstructionsmakesupthe
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which determines whether whexpressions can be fronted or not.
Anothertypeofwordordervariationiscalledthe
which
statesthatlanguagesvaryintermsoftherelativepositionofheadswithrespectto
theircomplementswithinphrases:whileEnglishisaheadfirstlanguage,Japanese
isaheadlastlanguage.
Inlightoftheabove,onecangeneralizethat“theonlystructurallearning
whichchildrenfaceinacquiringtheirnativelanguageisthetaskofdeterminingthe
appropriate value for each of the relevant structural parameters along which
languagesvary”(p.20).
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SystemicFunctionalGrammarorLinguistics,firstintroducedbyMichaelHalliday
(1985),referstoanewapproachtothestudyofgrammarthatisradicallydifferent
from the traditional view in which language is a set of rules for specifying
grammaticalstructures.Inthisview,languageisaresourceformakingmeanings
and hence grammar is a resource for creating meaning by means of wording.
Halliday&Matthiessen(1999,p.3)clarifytheirpositionwithrespecttoSFLas
follows:
For the task of constructing such a meaning base, we shall use a
grammar.Asystemicgrammarisoneoftheclassoffunctional
grammars,whichmeans(amongotherthings)thatitissemantically
motivated,or‘natural’,Incontradistinctiontoformalgrammars,which
are autonomous, and therefore semantically arbitrary, in a systemic
grammareverycategory(and‘category’isusedhereinthe general
senseofanorganizingtheoreticalconcept,notinthenarrowersenseof
‘calss’asinformalgrammar)isbasedonmeaning:ithasasemanticas
wellasaformal,lexicogrammaticalreactance.
Tocapturetheessenceofthedistinctionbetweengrammarandtheoriesof
grammar,HallidayandMatthiessen(1997,1999)callthelatter‘grammatics’.They
furtherunderscoretheneedforarichertheoryofgrammar(i.e.SFL),claimingthat
thetraditional‘grammarasrule’typeoftheoryfallsfarshortofthedemandsthat
arenowbeingmadeongrammaticaltheories:
Atthisstageinhistory,weneedarichertheoryofgrammartomeetthe
challenges of the age of information, e.g. in education and in
computation(HallidayandMatthiessen,1997,p.1).
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